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DELCATH SYSTEMS, INC. — Director's Dealing 2015
Jun 12, 2015
33086_dirs_2015-06-12_d472f925-36d8-47f0-83cb-430f90224021.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2015-06-10
Reporting Person: Philips Laura A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-10 | Common Stock | A | 20000 | $0.00 | Acquired | 42646 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | Stock Option (Right to Buy) | $1.19 | A | 30000 | Acquired | 2025-06-10 | Common Stock (30000) | Direct |
Footnotes
F1: The restricted stock will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
F2: The stock option will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
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