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DELCATH SYSTEMS, INC. — Director's Dealing 2015
Jun 12, 2015
33086_dirs_2015-06-12_a5782b7b-f9de-476d-b474-55cb384cd937.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2015-06-10
Reporting Person: Purpura John (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-10 | Common Stock | A | 100500 | $0.00 | Acquired | 124205 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | Stock Option (Right to Buy) | $1.19 | A | 47500 | Acquired | 2025-06-10 | Common Stock (47500) | Direct |
Footnotes
F1: The restricted stock vests ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events
F2: This option vests ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
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