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DELCATH SYSTEMS, INC. — Director's Dealing 2015
Jun 15, 2015
33086_dirs_2015-06-15_0d5d475c-029d-4f35-be70-6401d3b923fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2015-06-10
Reporting Person: STOLL ROGER G PHD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-10 | Common Stock | A | 57500 | $0.00 | Acquired | 79145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | Stock Option (Right to Buy) | $1.19 | A | 42500 | Acquired | 2015-06-10 | Common Stock (42500) | Direct |
Footnotes
F1: 20,000 of the restricted stock will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events. 37,500 of the restricted stock will vest ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
F2: 30,000 of the stock options will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events. 12,500 of the stock options will vest ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.