DEERE & CO — Director's Dealing 2023

Jun 8, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2023-06-07

Reporting Person: von Pentz Markwart (Pres Ag & Turf, Sml Ag & Turf)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-07	$1 Par Common Stock	M	13981	$151.95	Acquired	71096	Direct
2023-06-07	$1 Par Common Stock	S	1100	$379.138	Disposed	69996	Direct
2023-06-07	$1 Par Common Stock	S	2870	$380.614	Disposed	67126	Direct
2023-06-07	$1 Par Common Stock	S	4848	$381.626	Disposed	62278	Direct
2023-06-07	$1 Par Common Stock	S	4263	$382.517	Disposed	58015	Direct
2023-06-07	$1 Par Common Stock	S	900	$383.387	Disposed	57115	Direct
2023-06-07	$1 Par Common Stock	M	13952	$148.14	Acquired	71067	Direct
2023-06-07	$1 Par Common Stock	S	1207	$379.086	Disposed	69860	Direct
2023-06-07	$1 Par Common Stock	S	2634	$380.579	Disposed	67226	Direct
2023-06-07	$1 Par Common Stock	S	4980	$381.603	Disposed	62246	Direct
2023-06-07	$1 Par Common Stock	S	4406	$382.527	Disposed	57840	Direct
2023-06-07	$1 Par Common Stock	S	725	$383.428	Disposed	57115	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-07	Market Priced Options	$151.95	M	13981	Disposed	2027-12-13	Common Stock (13981)	Direct
2023-06-07	Market Priced Options	$148.14	M	13952	Disposed	2028-12-12	Common Stock (13952)	Direct

Footnotes

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.

F12: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F14: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

F15: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.