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DEERE & CO Director's Dealing 2023

Jun 26, 2023

29837_dirs_2023-06-26_75fb976d-9f66-4147-aa4e-e9eb09d0f73d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2023-06-22

Reporting Person: May John C II (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-22 $1 Par Common Stock M 4605 $148.14 Acquired 113731 Direct
2023-06-22 $1 Par Common Stock S 4605 $414.83 Disposed 109126 Direct
2023-06-22 $1 Par Common Stock M 48362 $169.7 Acquired 157488 Direct
2023-06-22 $1 Par Common Stock S 24490 $415.603 Disposed 132998 Direct
2023-06-22 $1 Par Common Stock S 18933 $416.432 Disposed 114065 Direct
2023-06-22 $1 Par Common Stock S 4439 $417.599 Disposed 109626 Direct
2023-06-22 $1 Par Common Stock S 500 $418.212 Disposed 109126 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-22 Market Priced Options $148.14 M 4605 Disposed 2028-12-12 Common Stock (4605) Direct
2023-06-22 Market Priced Options $169.7 M 48362 Disposed 2029-12-11 Common Stock (48362) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 5.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to 416.995, inclusive.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.09 to $418.06, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.105 to $418.315, inclusive.

F6: Includes 26,871 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F7: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F8: The options became exercisable in two approximately equal tranches on December 11, 2020 and 2021.