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DEERE & CO — Director's Dealing 2023
Dec 15, 2023
29837_dirs_2023-12-15_a0c33458-8eb3-46e4-9cc3-ec6230173d5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2023-12-13
Reporting Person: Jones Mary K.W. (Sr VP, General Counsel & PA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-13 | $1 Par Common Stock | A | 1969 | — | Acquired | 73130.7781 | Direct |
| 2023-12-14 | $1 Par Common Stock | F | 173 | $388.42 | Disposed | 72957.7781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-13 | Market Priced Options | $377.01 | A | 7571 | Acquired | 2033-12-13 | Common Stock (7571) | Direct |
Footnotes
F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.