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DEERE & CO — Director's Dealing 2022
Mar 15, 2022
29837_dirs_2022-03-15_ce732f72-a4c5-4c7a-9035-c1582c070c00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2022-03-14
Reporting Person: von Pentz Markwart (Pres, Ag & Turf, Sml Ag Turf)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-14 | $1 Par Common Stock | M | 8341 | $88.185 | Acquired | 78066 | Direct |
| 2022-03-14 | $1 Par Common Stock | S | 8341 | $393 | Disposed | 69725 | Direct |
| 2022-03-14 | $1 Par Common Stock | S | 5172 | $393 | Disposed | 64553 | Direct |
| 2022-03-14 | $1 Par Common Stock | S | 4851 | $393 | Disposed | 59702 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-14 | Market Priced Options | $88.185 | M | 8341 | Disposed | 2024-12-10 | Common Stock (8341) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.
F2: Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021.
F3: Includes 6,274 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.
F4: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.
F5: The options became exercisable on December 10, 2017.