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DEERE & CO Director's Dealing 2021

Jan 6, 2021

29837_dirs_2021-01-06_65ba7867-bf30-4a55-a8d7-b959c9c59059.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-01-04

Reporting Person: Jones Mary K.W. (Sr VP, General Counsel & PA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 $1 Par Common Stock M 30918 $79.24 Acquired 95508 Direct
2021-01-04 $1 Par Common Stock S 400 $264.258 Disposed 95108 Direct
2021-01-04 $1 Par Common Stock S 1571 $265.393 Disposed 93537 Direct
2021-01-04 $1 Par Common Stock S 5746 $266.532 Disposed 87791 Direct
2021-01-04 $1 Par Common Stock S 8511 $267.607 Disposed 79280 Direct
2021-01-04 $1 Par Common Stock S 4493 $268.683 Disposed 74787 Direct
2021-01-04 $1 Par Common Stock S 2000 $269.674 Disposed 72787 Direct
2021-01-04 $1 Par Common Stock S 5500 $271.853 Disposed 67287 Direct
2021-01-04 $1 Par Common Stock S 2597 $272.298 Disposed 64690 Direct
2021-01-04 $1 Par Common Stock S 100 $273.58 Disposed 64590 Direct
2021-01-04 $1 Par Common Stock M 23463 $100.55 Acquired 88053 Direct
2021-01-04 $1 Par Common Stock S 300 $264.397 Disposed 87753 Direct
2021-01-04 $1 Par Common Stock S 1499 $265.532 Disposed 86254 Direct
2021-01-04 $1 Par Common Stock S 4346 $266.586 Disposed 81908 Direct
2021-01-04 $1 Par Common Stock S 5738 $267.553 Disposed 76170 Direct
2021-01-04 $1 Par Common Stock S 3870 $268.725 Disposed 72300 Direct
2021-01-04 $1 Par Common Stock S 1300 $269.839 Disposed 71000 Direct
2021-01-04 $1 Par Common Stock S 4695 $271.959 Disposed 66305 Direct
2021-01-04 $1 Par Common Stock S 1615 $272.825 Disposed 64690 Direct
2021-01-04 $1 Par Common Stock S 100 $273.58 Disposed 64590 Direct
2021-01-04 $1 Par Common Stock M 4845 $151.95 Acquired 69435 Direct
2021-01-04 $1 Par Common Stock S 500 $265.56 Disposed 68935 Direct
2021-01-04 $1 Par Common Stock S 600 $266.415 Disposed 68335 Direct
2021-01-04 $1 Par Common Stock S 1245 $267.569 Disposed 67090 Direct
2021-01-04 $1 Par Common Stock S 700 $268.699 Disposed 66390 Direct
2021-01-04 $1 Par Common Stock S 300 $270.058 Disposed 66090 Direct
2021-01-04 $1 Par Common Stock S 1200 $272.013 Disposed 64890 Direct
2021-01-04 $1 Par Common Stock S 300 $272.707 Disposed 64590 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Market Priced Options $79.24 M 30918 Disposed 2025-12-09 Common Stock (30918) Direct
2021-01-04 Market Priced Options $100.55 M 23463 Disposed 2026-12-14 Common Stock (23463) Direct
2021-01-04 Market Priced Options $151.95 M 4835 Disposed 2027-12-13 Common Stock (4835) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.03 to $265.96, inclusive.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.03 to $267.02, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.04 to $268.04, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.04, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.44 to $270.10, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.41, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.41, inclusive.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.85, inclusive.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.08 to $266.03, inclusive.

F12: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.08 to $267.07, inclusive.

F13: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.08 to $268.04, inclusive.

F14: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.08, inclusive.

F15: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $270.48, inclusive.

F16: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.53 to $272.45, inclusive.

F17: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $273.06, inclusive.

F18: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.09 to $266.06, inclusive.

F19: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.10 to $266.81, inclusive.

F20: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.16 to $267.90, inclusive.

F21: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.32 to $269.05, inclusive.

F22: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.64 to $270.62, inclusive.

F23: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.54, inclusive.

F24: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $272.86, inclusive.

F25: Includes 21,702 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F26: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F27: The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.

F28: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.

F29: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.