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DEERE & CO Director's Dealing 2021

Jan 6, 2021

29837_dirs_2021-01-06_c2f12d57-4100-469b-b59b-3e69a91e11e8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-01-04

Reporting Person: Jones Mary K.W. (Sr VP, General Counsel & PA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 $1 Par Common Stock M 9835 $151.95 Acquired 74425 Direct
2021-01-04 $1 Par Common Stock S 300 $264.61 Disposed 74125 Direct
2021-01-04 $1 Par Common Stock S 1000 $266.074 Disposed 73125 Direct
2021-01-04 $1 Par Common Stock S 1600 $266.848 Disposed 71525 Direct
2021-01-04 $1 Par Common Stock S 1635 $267.715 Disposed 69890 Direct
2021-01-04 $1 Par Common Stock S 1600 $268.849 Disposed 68290 Direct
2021-01-04 $1 Par Common Stock S 500 $269.7 Disposed 67790 Direct
2021-01-04 $1 Par Common Stock S 2300 $271.865 Disposed 65490 Direct
2021-01-04 $1 Par Common Stock S 900 $272.724 Disposed 64590 Direct
2021-01-04 $1 Par Common Stock M 4220 $148.14 Acquired 68810 Direct
2021-01-04 $1 Par Common Stock S 300 $265.447 Disposed 68510 Direct
2021-01-04 $1 Par Common Stock S 800 $266.604 Disposed 67710 Direct
2021-01-04 $1 Par Common Stock S 920 $267.535 Disposed 66790 Direct
2021-01-04 $1 Par Common Stock S 700 $268.964 Disposed 66090 Direct
2021-01-04 $1 Par Common Stock S 200 $270.02 Disposed 65890 Direct
2021-01-04 $1 Par Common Stock S 1000 $271.932 Disposed 64890 Direct
2021-01-04 $1 Par Common Stock S 300 $272.752 Disposed 64590 Direct
2021-01-04 $1 Par Common Stock M 4348 $148.14 Acquired 68938 Direct
2021-01-04 $1 Par Common Stock S 100 $264.335 Disposed 68838 Direct
2021-01-04 $1 Par Common Stock S 400 $265.934 Disposed 68438 Direct
2021-01-04 $1 Par Common Stock S 1100 $267.022 Disposed 67338 Direct
2021-01-04 $1 Par Common Stock S 748 $268.145 Disposed 66590 Direct
2021-01-04 $1 Par Common Stock S 500 $269.254 Disposed 66090 Direct
2021-01-04 $1 Par Common Stock S 100 $270.075 Disposed 65990 Direct
2021-01-04 $1 Par Common Stock S 1100 $272.04 Disposed 64890 Direct
2021-01-04 $1 Par Common Stock S 300 $273.077 Disposed 64590 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Market Priced Options $151.95 M 9835 Disposed 2027-12-13 Common Stock (9835) Direct
2021-01-04 Market Priced Options $148.14 M 8568 Disposed 2028-12-12 Common Stock (8568) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.18 to $265.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 22.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.36 to $266.35, inclusive.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.38 to $267.34, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $267.39 to $268.32, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.49 to $269.44, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $269.97, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.47 to $272.45, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.04, inclusive.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.99 to $265.92, inclusive.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.12 to $266.94, inclusive.

F12: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.15 to $267.94, inclusive.

F13: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.66 to $269.47, inclusive.

F14: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.68 to $270.36, inclusive.

F15: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.27, inclusive.

F16: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.62 to $272.92, inclusive.

F17: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.38 to $266.22, inclusive.

F18: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.60 to $267.54, inclusive.

F19: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.78 to $268.71, inclusive.

F20: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.80 to $269.78, inclusive.

F21: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.68 to $272.54, inclusive.

F22: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.71 to $273.57, inclusive.

F23: Includes 21,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F24: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F25: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

F26: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.