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DEERE & CO Director's Dealing 2021

Jan 6, 2021

29837_dirs_2021-01-06_688624c0-de0a-4f20-9503-b4d74b549234.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-01-04

Reporting Person: Jones Mary K.W. (Sr VP, General Counsel & PA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 $1 Par Common Stock M 6555 $169.7 Acquired 71145 Direct
2021-01-04 $1 Par Common Stock S 300 $264.795 Disposed 70845 Direct
2021-01-04 $1 Par Common Stock S 500 $265.913 Disposed 70345 Direct
2021-01-04 $1 Par Common Stock S 1000 $266.729 Disposed 69345 Direct
2021-01-04 $1 Par Common Stock S 1455 $267.7 Disposed 67890 Direct
2021-01-04 $1 Par Common Stock S 800 $268.841 Disposed 67090 Direct
2021-01-04 $1 Par Common Stock S 400 $269.775 Disposed 66690 Direct
2021-01-04 $1 Par Common Stock S 1700 $271.917 Disposed 64990 Direct
2021-01-04 $1 Par Common Stock S 400 $272.814 Disposed 64590 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Market Priced Options $169.7 M 6555 Disposed 2029-12-11 Common Stock (6555) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.26 to $265.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 9.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.30 to $266.26, inclusive.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.31 to $267.01, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.34 to $268.26, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.48 to $269.42, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.50 to $270.00, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.51, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.62 to $272.92, inclusive.

F10: Includes 21,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F11: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F12: The options become exercisable in three approximately equal tranches on December 11, 2020, 2021, and 2022.