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DEERE & CO — Director's Dealing 2021
Jan 7, 2021
29837_dirs_2021-01-07_94e4cd70-1b47-47f3-b211-25c4af5a6216.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-01-07
Reporting Person: Howze Marc A (Group Pres., Life Sol & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-07 | $1 Par Common Stock | M | 8585 | $79.24 | Acquired | 29886 | Direct |
| 2021-01-07 | $1 Par Common Stock | S | 8585 | $299 | Disposed | 21301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-07 | Market Priced Options | $79.24 | M | 8585 | Disposed | 2025-12-19 | Common Stock (8585) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 8, 2020.
F2: includes 8,000 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.