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DEERE & CO — Director's Dealing 2021
Mar 16, 2021
29837_dirs_2021-03-16_6ca3ab2b-a7c1-46f5-897b-f1cba7c502c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-03-15
Reporting Person: Kalathur Rajesh (President, JD Financial & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | $1 Par Common Stock | M | 27800 | $88.185 | Acquired | 84674 | Direct |
| 2021-03-15 | $1 Par Common Stock | S | 27800 | $369.09 | Disposed | 56874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Market Priced Options | $88.185 | M | 27800 | Disposed | 2024-12-10 | Common Stock (27800) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 14, 2020.
F2: Includes 7,913 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.