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DEERE & CO — Director's Dealing 2021
Jun 2, 2021
29837_dirs_2021-06-02_4fef1043-a081-403b-8bd9-d491a2023288.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-06-01
Reporting Person: von Pentz Markwart (Pres., Small Ag & Turf)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | $1 Par Common Stock | M | 23463 | $100.55 | Acquired | 88416 | Direct |
| 2021-06-01 | $1 Par Common Stock | S | 23463 | $365.19 | Disposed | 64593 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Market Priced Options | $100.55 | M | 23463 | Disposed | 2026-12-14 | Common Stock (23463) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.
F2: Includes 7,869 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.
F3: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.
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