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DEERE & CO Director's Dealing 2021

Jun 2, 2021

29837_dirs_2021-06-02_c8416711-f3e9-4e62-9031-e745f38f1772.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-06-01

Reporting Person: CAMPBELL RYAN D (Sr VP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-01 $1 Par Common Stock M 3710 $151.95 Acquired 13693 Direct
2021-06-01 $1 Par Common Stock S 3710 $365.19 Disposed 9983 Direct
2021-06-01 $1 Par Common Stock M 2066 $148.14 Acquired 12049 Direct
2021-06-01 $1 Par Common Stock S 2066 $365.19 Disposed 9983 Direct
2021-06-01 $1 Par Common Stock M 6257 $169.7 Acquired 16240 Direct
2021-06-01 $1 Par Common Stock S 6257 $365.19 Disposed 9983 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-01 Market Priced Options $151.95 M 3710 Disposed 2027-12-13 Common Stock (3710) Direct
2021-06-01 Market Priced Options $148.14 M 2066 Disposed 2028-12-12 Common Stock (2066) Direct
2021-06-01 Market Priced Options $169.7 M 6257 Disposed 2029-12-11 Common Stock (6257) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

F2: Includes 5,760 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

F5: The options became exercisable in two approximately equal tranches on December 12, 2019, and 2020.

F6: The options became exercisable on December 11, 2020.