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DEERE & CO Director's Dealing 2021

Jun 3, 2021

29837_dirs_2021-06-03_12f5e1d4-8af2-4cd3-90cb-0737ed318096.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-06-02

Reporting Person: May John C II (CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-02 $1 Par Common Stock M 5076 $151.95 Acquired 78949 Direct
2021-06-02 $1 Par Common Stock S 1880 $356.269 Disposed 77069 Direct
2021-06-02 $1 Par Common Stock S 300 $357.41 Disposed 76769 Direct
2021-06-02 $1 Par Common Stock S 500 $359.012 Disposed 76269 Direct
2021-06-02 $1 Par Common Stock S 900 $360.069 Disposed 75369 Direct
2021-06-02 $1 Par Common Stock S 700 $361.491 Disposed 74669 Direct
2021-06-02 $1 Par Common Stock S 696 $362.408 Disposed 73973 Direct
2021-06-02 $1 Par Common Stock S 100 $363.46 Disposed 73873 Direct
2021-06-02 $1 Par Common Stock M 9347 $148.14 Acquired 83220 Direct
2021-06-02 $1 Par Common Stock S 3492 $356.284 Disposed 79728 Direct
2021-06-02 $1 Par Common Stock S 500 $357.292 Disposed 79228 Direct
2021-06-02 $1 Par Common Stock S 791 $358.713 Disposed 78437 Direct
2021-06-02 $1 Par Common Stock S 1481 $359.901 Disposed 76956 Direct
2021-06-02 $1 Par Common Stock S 701 $360.725 Disposed 76255 Direct
2021-06-02 $1 Par Common Stock S 1602 $361.822 Disposed 74653 Direct
2021-06-02 $1 Par Common Stock S 680 $362.561 Disposed 73973 Direct
2021-06-02 $1 Par Common Stock S 100 $364.13 Disposed 73873 Direct
2021-06-02 $1 Par Common Stock M 24913 $169.7 Acquired 98786 Direct
2021-06-02 $1 Par Common Stock S 9224 $356.826 Disposed 89562 Direct
2021-06-02 $1 Par Common Stock S 1371 $357.236 Disposed 88191 Direct
2021-06-02 $1 Par Common Stock S 900 $358.549 Disposed 87291 Direct
2021-06-02 $1 Par Common Stock S 4165 $359.46 Disposed 83126 Direct
2021-06-02 $1 Par Common Stock S 2535 $360.377 Disposed 80591 Direct
2021-06-02 $1 Par Common Stock S 2725 $361.571 Disposed 77866 Direct
2021-06-02 $1 Par Common Stock S 3793 $362.319 Disposed 74073 Direct
2021-06-02 $1 Par Common Stock S 200 $364.788 Disposed 73873 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-02 Market Priced Options $151.95 M 5076 Disposed 2027-12-13 Common Stock (5076) Direct
2021-06-02 Market Priced Options $148.14 M 9347 Disposed 2028-12-12 Common Stock (9347) Direct
2021-06-02 Market Priced Options $169.7 M 24913 Disposed 2029-12-11 Common Stock (24913) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.92 to $356.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.96 to $357.90, inclusive.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.70 to $359.34, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.72 to $360.52, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.87 to $361.85, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.89 to $362.83, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.44 to $363.64, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.84 to $356.81, inclusive.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.89 to $357.70, inclusive.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.25 to $358.98, inclusive.

F12: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.34 to $360.29, inclusive.

F13: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.34 to $361.13, inclusive.

F14: The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.37 to $362.20, inclusive.

F15: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 362.43 to $362.78, inclusive.

F16: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.13 to $364.18, inclusive.

F17: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.87 to $356.81, inclusive.

F18: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.87 to $357.70, inclusive.

F19: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.90 to $358.89, inclusive.

F20: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.92 to $359.91, inclusive.

F21: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.93 to $360.92, inclusive.

F22: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.94 to $361.93, inclusive.

F23: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.95 to $362.83, inclusive.

F24: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.60 to $364.97, inclusive.

F25: Includes 23,453 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F26: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F27: The options became exercisable in two approximately equal tranches on December 12, 2019 and 2020.