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DEERE & CO — Director's Dealing 2021
Dec 1, 2021
29837_dirs_2021-12-01_f40a2df3-9959-4bd7-83c2-51ab297d95b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-11-30
Reporting Person: Stone John H (President, WW C&F & Pwr Syst)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | $1 Par Common Stock | M | 2000 | $87.46 | Acquired | 12666 | Direct |
| 2021-11-30 | $1 Par Common Stock | S | 958 | $348.636 | Disposed | 11708 | Direct |
| 2021-11-30 | $1 Par Common Stock | M | 10068 | $88.185 | Acquired | 21776 | Direct |
| 2021-11-30 | $1 Par Common Stock | S | 5959 | $349.105 | Disposed | 15817 | Direct |
| 2021-11-30 | $1 Par Common Stock | M | 5750 | $78.24 | Acquired | 21567 | Direct |
| 2021-11-30 | $1 Par Common Stock | S | 3118 | $348.34 | Disposed | 18449 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Market Priced Options | $87.46 | M | 2000 | Disposed | 2023-12-11 | Common Stock (2000) | Direct |
| 2021-11-30 | Market Priced Options | $88.185 | M | 10068 | Disposed | 2024-12-10 | Common Stock (10068) | Direct |
| 2021-11-30 | Market Priced Options | $79.24 | M | 5750 | Disposed | 2015-12-09 | Common Stock (5750) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021.
F2: Includes 3,300 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable on December 11, 2016.
F5: The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017.
F6: The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.