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DEERE & CO Director's Dealing 2021

Dec 1, 2021

29837_dirs_2021-12-01_f40a2df3-9959-4bd7-83c2-51ab297d95b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2021-11-30

Reporting Person: Stone John H (President, WW C&F & Pwr Syst)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-30 $1 Par Common Stock M 2000 $87.46 Acquired 12666 Direct
2021-11-30 $1 Par Common Stock S 958 $348.636 Disposed 11708 Direct
2021-11-30 $1 Par Common Stock M 10068 $88.185 Acquired 21776 Direct
2021-11-30 $1 Par Common Stock S 5959 $349.105 Disposed 15817 Direct
2021-11-30 $1 Par Common Stock M 5750 $78.24 Acquired 21567 Direct
2021-11-30 $1 Par Common Stock S 3118 $348.34 Disposed 18449 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-30 Market Priced Options $87.46 M 2000 Disposed 2023-12-11 Common Stock (2000) Direct
2021-11-30 Market Priced Options $88.185 M 10068 Disposed 2024-12-10 Common Stock (10068) Direct
2021-11-30 Market Priced Options $79.24 M 5750 Disposed 2015-12-09 Common Stock (5750) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021.

F2: Includes 3,300 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options became exercisable on December 11, 2016.

F5: The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017.

F6: The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.