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DEERE & CO — Director's Dealing 2020
Feb 21, 2020
29837_dirs_2020-02-21_efcf3ccb-1f05-42a6-837a-6d368a5e08f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-02-21
Reporting Person: von Pentz Markwart (Pres AgTurf Eur, CIS, Asia, Af)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-21 | $1 Par Common Stock | M | 7562 | $79.24 | Acquired | 67974 | Direct |
| 2020-02-21 | $1 Par Common Stock | S | 7562 | $178 | Disposed | 60412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-21 | Market Priced Options | $79.24 | M | 7562 | Disposed | 2025-12-09 | Common Stock (7562) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.
F2: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in two approximately equal installments on December 9, 2017 and 2018.