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DEERE & CO Director's Dealing 2019

Nov 5, 2019

29837_dirs_2019-11-05_2729f04a-eecb-4d6a-8ce2-519bfa58af1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2019-11-04

Reporting Person: ALLEN SAMUEL R (Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-04 $1 Par Common Stock M 112153 $80.61 Acquired 423496.5172 Direct
2019-11-04 $1 Par Common Stock S 112153 $178.2849 Disposed 311343.5172 Direct
2019-11-04 $1 Par Common Stock M 2100 $80.61 Acquired 313443.5172 Direct
2019-11-04 $1 Par Common Stock S 2100 $179.0626 Disposed 311343.5172 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-04 Market Priced Options $80.61 M 114253 Disposed 2020-12-08 Common Stock (114253) Direct

Holdings (Non-Derivative)

Security Shares Ownership
$1 Par Common Stock 47203 Indirect

Footnotes

F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.02 to $179.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Includes 122,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F5: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.