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DEERE & CO — Director's Dealing 2019
Dec 16, 2019
29837_dirs_2019-12-16_156512ad-b3fd-4504-92e8-e7ae070c36ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2019-12-14
Reporting Person: Field James M. (Pres., C & F and Power Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-14 | $1 Par Common Stock | F | 124 | $172.5 | Disposed | 104004 | Direct |
| 2019-12-14 | $1 Par Common Stock | A | 13652 | — | Acquired | 117656 | Direct |
| 2019-12-14 | $1 Par Common Stock | F | 7949 | $172.5 | Disposed | 109707 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 2567 | Indirect |
Footnotes
F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
F2: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenue.
F3: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.
F4: Includes 52,629 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.