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DEERE & CO — Director's Dealing 2017
Jun 2, 2017
29837_dirs_2017-06-02_e62071cd-74ed-465d-824e-b413554c8361.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2017-06-01
Reporting Person: ALLEN SAMUEL R (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-01 | $1 Par Common Stock | M | 62704 | $39.665 | Acquired | 333491.5172 | Direct |
| 2017-06-01 | $1 Par Common Stock | S | 62704 | $125 | Disposed | 270787.5172 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Market Priced Options | $39.665 | M | 62704 | Disposed | 2018-12-17 | Common Stock (62704) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 47203 | Indirect |
Footnotes
F1: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016.
F2: Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal installments on December 17, 2009, 2010, and 2011.