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DEERE & CO Director's Dealing 2017

Oct 25, 2017

29837_dirs_2017-10-25_f1841787-fac2-4953-a0c4-4bb48aaef51a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2017-10-23

Reporting Person: May John C II (President, Ag Solutions & CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-23 $1 Par Common Stock M 8128 $88.185 Acquired 37462 Direct
2017-10-23 $1 Par Common Stock S 8128 $130.0329 Disposed 29334 Direct
2017-10-24 $1 Par Common Stock M 10498 $88.185 Acquired 39762 Direct
2017-10-24 $1 Par Common Stock S 10498 $131.3145 Disposed 29334 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-23 Market Priced Options $88.185 M 8128 Acquired 2024-12-10 Common Stock (8128) Direct
2017-10-24 Market Priced Options $88.185 M 10498 Acquired 2024-12-10 Common Stock (10498) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.05 to $131.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Includes 14,070 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F5: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6: The options became exercisable in two approximately equal tranches on December 10, 2015 and 2016.