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DEERE & CO — Director's Dealing 2017
Dec 13, 2017
29837_dirs_2017-12-13_8deaef23-5c76-4d58-833c-123ca1544d48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2017-12-11
Reporting Person: Reed Cory J (Pres., John Deere Financial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-11 | $1 Par Common Stock | M | 6001 | $79.24 | Acquired | 11383 | Direct |
| 2017-12-11 | $1 Par Common Stock | S | 4519 | $150.921 | Disposed | 6864 | Direct |
| 2017-12-13 | $1 Par Common Stock | M | 2432 | $88.185 | Acquired | 9296 | Direct |
| 2017-12-13 | $1 Par Common Stock | S | 1897 | $153 | Disposed | 7399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-11 | Market Priced Options | $79.24 | M | 6001 | Disposed | 2025-12-09 | Common Stock (6001) | Direct |
| 2017-12-13 | Market Priced Options | $88.185 | M | 2437 | Disposed | 2024-12-10 | Common Stock (2432) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 5, 2017.
F2: Includes 2,436 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in two approximately equal tranches on December 9, 2016 and 2017.
F5: The options became exercisable on December 10, 2017.