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DEERE & CO — Director's Dealing 2016
Oct 3, 2016
29837_dirs_2016-10-03_595cc780-8d0b-43e7-9af6-9ab108fb5a19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2016-07-26
Reporting Person: PAGE GREGORY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-26 | $1 Par Common Stock | G | 2650 | — | Disposed | 6276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Phantom Stock Units | $0 | A | 395.43 | Acquired | Common Stock (395.43) | Direct |
Footnotes
F1: Includes 5,176 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.
F2: The security converts to common stock on a one-for-one basis.
F3: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.
F4: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting.