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DEERE & CO — Director's Dealing 2016
Nov 2, 2016
29837_dirs_2016-11-02_e19adb69-909a-44c7-94e5-1709b0db1d93.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2016-11-01
Reporting Person: Howze Marc A (Sr. VP & Chief Admin Offcr)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 1306 | Direct |
| $1 Par Common Stock | 4926.725 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Market Priced Employee Stock Options | $88.82 | 2017-12-05 | Common Stock (6624) | Direct | |
| Market Priced Employee Stock Options | $80.61 | 2020-12-08 | Common Stock (7731) | Direct | |
| Market Priced Employee Stock Options | $74.24 | 2021-12-14 | Common Stock (7996) | Direct | |
| Market Priced Employee Stock Options | $86.36 | 2022-12-12 | Common Stock (8343) | Direct | |
| Market Priced Employee Stock Options | $87.46 | 2023-12-11 | Common Stock (12124) | Direct | |
| Market Priced Employee Stock Options | $88.185 | 2024-12-10 | Common Stock (14619) | Direct | |
| Market Priced Employee Stock Options | $79.24 | 2025-12-09 | Common Stock (8585) | Direct |
Footnotes
F1: Includes 1,306 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares.
F2: Represents units in the issuer stock fund of the Deere & Company 401(k) Savings and Investment Plan. The information is based on a plan statement dated as of September 30, 2016 when the per unit value was $124.02.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy minimum required income tax obligations.
F4: The options become exercisable in three approximately equal annual installments one, two and three years after grant. The date listed in the initial exercisable installment date.