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DEERE & CO — Director's Dealing 2016
Dec 13, 2016
29837_dirs_2016-12-13_bc7cfff8-5fa4-4989-a8e6-c8ea9e84d145.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2016-12-11
Reporting Person: Field James M. (Pres. Ag & Turf Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-11 | $1 Par Common Stock | A | 2392 | — | Acquired | 71018 | Direct |
| 2016-12-11 | $1 Par Common Stock | F | 1146 | $103.62 | Disposed | 69872 | Direct |
| 2016-12-11 | $1 Par Common Stock | F | 2140 | $103.62 | Disposed | 67732 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 2567 | Indirect |
Footnotes
F1: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return.
F2: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares.
F3: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
F4: Includes 40,072 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.