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DEERE & CO — Director's Dealing 2014
Apr 3, 2014
29837_dirs_2014-04-03_4a72578c-d04a-44ef-b653-a537080a1f52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2014-04-02
Reporting Person: ALLEN SAMUEL R (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-02 | $1 Par Common Stock | M | 71 | $48.375 | Acquired | 233018.5172 | Direct |
| 2014-04-02 | $1 Par Common Stock | S | 71 | $92 | Disposed | 232947.5172 | Direct |
| 2014-04-03 | $1 Par Common Stock | M | 32300 | $48.375 | Acquired | 265247.5172 | Direct |
| 2014-04-03 | $1 Par Common Stock | S | 32300 | $92.0201 | Disposed | 232947.5172 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-02 | Market Priced Options | $48.375 | M | 71 | Acquired | 2016-12-06 | Common Stock (71) | Direct |
| 2014-04-03 | Market Priced Options | $48.375 | M | 32300 | Acquired | 2016-12-06 | Common Stock (32300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 47203 | Indirect |
Footnotes
F1: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013.
F2: The sale price reported on April 3, 2014 in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Includes 178,460 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options became exercisable in two approximately equal installments on December 6, 2008 and 2009.