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DEERE & CO — Director's Dealing 2013
Dec 12, 2013
29837_dirs_2013-12-12_dcf014d6-3a39-49c8-98d5-55d1dca4bc38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2013-12-11
Reporting Person: Field James M. (President, Ag & Turf Div.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-11 | $1 Par Common Stock | A | 4464 | — | Acquired | 61983 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-11 | Market Priced Options | $87.46 | A | 22095 | Acquired | 2023-12-11 | Common Stock (22095) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 2567 | Indirect |
Footnotes
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Includes 45,036 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 11, 2014, December 11,2015, and December 11, 2016.