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DEERE & CO — Director's Dealing 2012
Jun 14, 2012
29837_dirs_2012-06-14_91d23bb6-8f77-4dc9-a586-864ca02a6178.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2012-06-06
Reporting Person: Mack Michael J (President, WW C&F Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-06 | $1 Par Common Stock | G | 23000 | — | Disposed | 49223 | Direct |
| 2012-06-06 | $1 Par Common Stock | G | 23000 | — | Acquired | 23000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-06 | Market Priced Options | $88.82 | G | 18291 | Disposed | 2017-12-05 | Common Stock (18291) | Direct |
| 2012-06-06 | Market Priced Options | $88.82 | G | 18291 | Acquired | 2017-12-05 | Common Stock (18291) | Indirect |
| 2012-06-06 | Market Priced Options | $39.665 | G | 12774 | Disposed | 2018-12-17 | Common Stock (12774) | Direct |
| 2012-06-06 | Market Priced Options | $39.665 | G | 12774 | Acquired | 2018-12-17 | Common Stock (12774) | Indirect |
| 2012-06-06 | Market Priced Options | $52.25 | G | 32560 | Disposed | 2019-12-09 | Common Stock (32560) | Direct |
| 2012-06-06 | Market Priced Options | $52.25 | G | 32560 | Acquired | 2019-12-09 | Common Stock (32560) | Indirect |
| 2012-06-06 | Market Priced Options | $80.61 | G | 7257 | Disposed | 2020-12-08 | Common Stock (7257) | Direct |
| 2012-06-06 | Market Priced Options | $80.61 | G | 7257 | Acquired | 2020-12-08 | Common Stock (7257) | Indirect |
Footnotes
F1: Gift of shares to a family trust for the benefit of spouse and children.
F2: Includes 41,701 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: Gift of employee stock options to a family trust for the benefit of spouse and children.
F4: The options became exercisable in three approximately equal installments on December 5, 2008, December 5, 2009 and December 5, 2010.
F5: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.
F6: The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011.