AI assistant
DEERE & CO — Director's Dealing 2012
Dec 13, 2012
29837_dirs_2012-12-13_88797872-c949-44b4-b530-9ce389d82923.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2012-12-06
Reporting Person: ALLEN SAMUEL R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-06 | $1 Par Common Stock | G | 47203 | — | Disposed | 161072.5172 | Direct |
| 2012-12-12 | $1 Par Common Stock | A | 25301 | — | Acquired | 186373.5172 | Direct |
| 2012-12-06 | $1 Par Common Stock | G | 47203 | — | Acquired | 47203 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Market Priced Options | $86.36 | A | 128899 | Acquired | 2022-12-12 | Common Stock (0) | Direct |
Footnotes
F1: Transaction involved a gift of shares to a limited liability company for the benefit of the reporting persons immediate family.
F2: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F3: Includes 153,478 restricted stock units under the John Deere Omnibus Equity and Incentive Plan.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.