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DEERE & CO — Director's Dealing 2012
Dec 13, 2012
29837_dirs_2012-12-13_ca3ad68f-509b-422e-a0d8-30df9bd15cb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2012-12-12
Reporting Person: Israel James (President, Worldwide Financial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-12 | $1 Par Common Stock | A | 4932 | — | Acquired | 40775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Market Priced Options | $86.36 | A | 25130 | Acquired | 2022-12-12 | Common Stock (25130) | Direct |
Footnotes
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Includes 40,775 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 19,601 shares directly owned by a family trust.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.