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DEERE & CO — Director's Dealing 2012
Jun 14, 2012
29837_dirs_2012-06-14_24adeb32-a3af-46f7-8db3-48b80a3a4275.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2012-06-06
Reporting Person: Israel James (President,John Deere Financial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-06 | $1 Par Common Stock | G | 14200 | — | Disposed | 5401 | Indirect |
| 2012-06-06 | $1 Par Common Stock | G | 14200 | — | Acquired | 19601 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-06 | Market Priced Options | $48.375 | G | 16760 | Disposed | 2016-12-06 | Common Stock (16760) | Direct |
| 2012-06-06 | Market Priced Options | $48.375 | G | 16760 | Acquired | 2016-12-06 | Common Stock (16760) | Indirect |
| 2012-06-06 | Market Priced Options | $88.82 | G | 10041 | Disposed | 2017-12-05 | Common Stock (10041) | Direct |
| 2012-06-06 | Market Priced Options | $88.82 | G | 10041 | Acquired | 2017-12-05 | Common Stock (10041) | Indirect |
| 2012-06-06 | Market Priced Options | $39.665 | G | 7013 | Disposed | 2018-12-17 | Common Stock (7013) | Direct |
| 2012-06-06 | Market Priced Options | $39.665 | G | 7013 | Acquired | 2018-12-17 | Common Stock (7013) | Indirect |
| 2012-06-06 | Market Priced Options | $52.25 | G | 17021 | Disposed | 2019-12-09 | Common Stock (17021) | Direct |
| 2012-06-06 | Market Priced Options | $52.25 | G | 17021 | Acquired | 2019-12-09 | Common Stock (17021) | Indirect |
| 2012-06-06 | Market Priced Options | $80.61 | G | 6927 | Disposed | 2020-12-08 | Common Stock (6927) | Direct |
| 2012-06-06 | Market Priced Options | $80.61 | G | 6927 | Acquired | 2020-12-08 | Common Stock (6927) | Indirect |
Footnotes
F1: Gift of shares to a family trust for the benefit of spouse and children.
F2: The reporting person also directly beneficially owns 35,843 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: Gift of employee stock options to a family trust for the benefit of spouse and children.
F4: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009
F5: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.
F6: The options became exercisable in three approximately equal installments on December 17, 2009, 2010 and 2011.
F7: The options became exercisable in two approximately equal installments on December 9, 2010 and 2011.