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DEERE & CO — Director's Dealing 2012
Nov 29, 2012
29837_dirs_2012-11-29_3a698dd8-cb47-4397-a858-45f111995d78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2012-11-27
Reporting Person: Mack Michael J (President, WW C&F Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | $1 Par Common Stock | M | 4258 | $39.665 | Acquired | 53481 | Direct |
| 2012-11-27 | $1 Par Common Stock | S | 4258 | $85 | Disposed | 49223 | Direct |
| 2012-11-27 | $1 Par Common Stock | M | 12774 | $39.665 | Acquired | 35774 | Indirect |
| 2012-11-27 | $1 Par Common Stock | S | 12774 | $85.007 | Disposed | 23000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Market Priced Options | $39.665 | M | 4258 | Disposed | 2018-12-17 | Common Stock (4258) | Direct |
| 2012-11-27 | Market Priced Options | $39.665 | M | 12774 | Disposed | 2018-12-17 | Common Stock (12774) | Indirect |
Footnotes
F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012.
F2: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012.
F3: Includes 41,701 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options became exercisable on December 17, 2011.