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DEERE & CO — Director's Dealing 2012
Nov 29, 2012
29837_dirs_2012-11-29_0da3e3a6-bdc4-4d4c-a9d4-9a009d66d6e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2012-11-27
Reporting Person: Israel James (President,John Deere Financial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | $1 Par Common Stock | M | 7012 | $39.665 | Acquired | 42855 | Direct |
| 2012-11-27 | $1 Par Common Stock | S | 7012 | $84.2 | Disposed | 35843 | Direct |
| 2012-11-27 | $1 Par Common Stock | M | 16760 | $48.375 | Acquired | 52603 | Direct |
| 2012-11-27 | $1 Par Common Stock | S | 16760 | $85.007 | Disposed | 35843 | Direct |
| 2012-11-27 | $1 Par Common Stock | M | 7013 | $39.665 | Acquired | 26614 | Indirect |
| 2012-11-27 | $1 Par Common Stock | S | 7013 | $84.2 | Disposed | 19601 | Indirect |
| 2012-11-27 | $1 Par Common Stock | M | 16760 | $48.375 | Acquired | 36361 | Indirect |
| 2012-11-27 | $1 Par Common Stock | S | 16760 | $85.006 | Disposed | 19601 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Market Priced Options | $39.665 | M | 7012 | Disposed | 2018-12-17 | Common Stock (7012) | Direct |
| 2012-11-27 | Market Priced Options | $48.375 | M | 16760 | Disposed | 2016-12-06 | Common Stock (16760) | Direct |
| 2012-11-27 | Market Priced Options | $39.665 | M | 7013 | Disposed | 2018-12-17 | Common Stock (7013) | Indirect |
| 2012-11-27 | Market Priced Options | $48.375 | M | 16760 | Disposed | 2016-12-06 | Common Stock (16760) | Indirect |
Footnotes
F1: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.
F2: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.
F3: Includes 35,843 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options became exercisable on December 17, 2011.
F6: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009.