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DEERE & CO — Director's Dealing 2011
Feb 1, 2011
29837_dirs_2011-02-01_d0bd05c4-b73a-452c-82a3-c80eb7c99b42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2011-02-01
Reporting Person: Israel James (President, John Deere Credit)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-01 | $1 Par Common Stock | M | 28472 | $39.665 | Acquired | 83399 | Direct |
| 2011-02-01 | $1 Par Common Stock | S | 28472 | $92 | Disposed | 54927 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-01 | Market Priced Options | $39.665 | M | 28472 | Disposed | 2018-12-17 | Common Stock (28472) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.
F2: Includes 41,756 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.