Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

DEERE & CO Director's Dealing 2011

Dec 15, 2011

29837_dirs_2011-12-15_2604e3e8-58fb-48b9-80fd-1ffff8118eef.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2011-12-09

Reporting Person: Field James M. (Senior Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-09 $1 Par Common Stock G 2567 Disposed 43392 Direct
2011-12-14 $1 Par Common Stock A 5499 Acquired 48891 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-14 Market Priced Options $74.24 A 25391 Acquired 2021-12-14 Common Stock (25391) Direct

Footnotes

F1: Represents a transfer of shares to a trust for the benefit of the reporting person. Reporting person's spouse is trustee of the trust.

F2: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F3: Includes 36,051 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust.

F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014.