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DEERE & CO — Director's Dealing 2011
Dec 15, 2011
29837_dirs_2011-12-15_2604e3e8-58fb-48b9-80fd-1ffff8118eef.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2011-12-09
Reporting Person: Field James M. (Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-09 | $1 Par Common Stock | G | 2567 | — | Disposed | 43392 | Direct |
| 2011-12-14 | $1 Par Common Stock | A | 5499 | — | Acquired | 48891 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-14 | Market Priced Options | $74.24 | A | 25391 | Acquired | 2021-12-14 | Common Stock (25391) | Direct |
Footnotes
F1: Represents a transfer of shares to a trust for the benefit of the reporting person. Reporting person's spouse is trustee of the trust.
F2: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F3: Includes 36,051 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014.