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DEERE & CO — Director's Dealing 2011
Feb 16, 2011
29837_dirs_2011-02-16_95c8aa8d-52ff-479e-9660-ff5292047aa8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2011-02-16
Reporting Person: Gilles Jean H (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-16 | $1 Par Common Stock | M | 18896 | $48.375 | Acquired | 57546 | Direct |
| 2011-02-16 | $1 Par Common Stock | S | 18896 | $97 | Disposed | 38650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-16 | Market Priced Options | $48.375 | M | 18896 | Disposed | 2016-12-06 | Common Stock (18896) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 2, 2010.
F2: Includes 27,076 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 12 shares directly owned by his son.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal installments on December 6, 2007, 2008, and 2009.