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DEEP YELLOW LIMITED — Share Issue/Capital Change 2023
Jun 13, 2023
64808_rns_2023-06-13_b10fd746-e411-4e29-8f3a-4ae76eb2ac68.pdf
Share Issue/Capital Change
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Application for quotation of +securities
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Announcement Summary
Entity name
DEEP YELLOW LIMITED
Announcement Type
New announcement
Date of this announcement
Wednesday June 14, 2023
The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| DYL | ORDINARY FULLY PAID | 1,598,270 | 08/06/2023 |
Refer to next page for full details of the announcement
Application for quotation of +securities
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Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
DEEP YELLOW LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number 97006391948
1.3 ASX issuer code
DYL
1.4 The announcement is
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New announcement
1.5 Date of this announcement
14/6/2023
Application for quotation of +securities
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Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
2.2 The +securities to be quoted are:
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Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
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Application for quotation of +securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
No security currently exists
FROM (Existing Class) +Security description
Issue of Ordinary Shares pursuant to the Deep Yellow Loan Share Plan
TO (Existing Class) ASX +security code and description DYL : ORDINARY FULLY PAID Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 1,598,270 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02587860-6A1117820?access_token=8 3ff96335c2d45a094df02a206a39ff4 Are any of these +securities being issued to +key management personnel (KMP) or an +associate No Issue date
8/6/2023
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted
1,598,270
Are the +securities being issued for a cash consideration?
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No
Please describe the consideration being provided for the +securities
Ordinary fully paid shares issued pursuant to the Deep Yellow Loan Shar Plan, the shares are subject market price vesting conditions, a non-recourse loan and a holding lock
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
0.710000
Any other information the entity wishes to provide about the +securities to be quoted
Application for quotation of +securities
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| DYL : ORDINARY FULLY PAID | 757,743,572 |
| 4.2 Unquoted +securities (total number of each +class of +securities issued | but not quoted on ASX) |
| Total number of | |
| ASX +security code and description | +securities on issue |
| DYLAQ : PERFORMANCE RIGHT | 442,113 |
| DYLAS : OPTION EXPIRING 01-JUL-2025 EX NIL | 141,397 |
| DYLAR : OPTION EXPIRING 01-JUL-2024 EX NIL PRICE | 185,186 |
| DYLAT : OPTION EXPIRING 01-JUL-2026 EX NIL | 44,444 |
| DYLAU : OPTION EXPIRING 01-JUL-2027 EX NIL | 44,444 |
| DYLAV : OPTION EXPIRING 01-JUL-2028 EX NIL | 44,445 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Application for quotation of +securities
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Application for quotation of +securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Application for quotation of +securities
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