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DEEP YELLOW LIMITED — Major Shareholding Notification 2024
Mar 10, 2024
64808_rns_2024-03-10_3fc89f2e-bdce-459b-bc1e-7b30a821e08e.pdf
Major Shareholding Notification
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603 Page 1 of 3
Form 603
Corporations Act 2001 Section
671B
Notice of initial substantial holder
To Company Name/Scheme Deep Yellow Ltd ACN/ARSN/ ABN 97 006 391 948
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
The holder became a substantial holder on 07/03/2024
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 39,734,328 | 39,734,328 | 5.20% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
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Class and number of
Holder of relevant interest Nature of relevant interest (7) securities
24,124,024
JPMORGAN CHASE BANK, N.A. Securities on Loan as Agent Lender (Ordinary)
J.P. MORGAN SECURITIES PLC Holder of securities subject to an obligation to return under a securities 8,000,000
lending agreement (Ordinary)
628,390
J.P. MORGAN SECURITIES PLC Purchase and sales of securities in its capacity as Principal/Proprietary (Ordinary)
J.P. MORGAN SECURITIES LLC Holder of securities subject to an obligation to return under a securities 1,500,000
lending agreement (Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA 1,413,409
LIMITED Purchase and sales of securities in its capacity as Principal/Proprietary (Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA Holder of securities subject to an obligation to return under a securities 4,068,505
LIMITED lending agreement (Ordinary)
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4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
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Holder of relevant interest Registered holder of securities Person entitled to be registered as Class and number
holder (8) of securities
Various Borrowers under the 24,124,024
JPMORGAN CHASE BANK, N.A. JPM Nominees Australia Pty Limited
Securities Lending Agreement (Ordinary)
8,000,000
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited JPM Nominees Australia Pty Limited (Ordinary)
628,390
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited J.P. MORGAN SECURITIES PLC
(Ordinary)
1,500,000
J.P. MORGAN SECURITIES LLC Citi Australia Citi Australia
(Ordinary)
J.P. MORGAN SECURITIES J.P. MORGAN SECURITIES 1,413,409
AUSTRALIA LIMITED Ecapital Nominees Pty Ltd AUSTRALIA LIMITED (Ordinary)
J.P. MORGAN SECURITIES 4,068,505
AUSTRALIA LIMITED Ecapital Nominees Pty Ltd Ecapital Nominees Pty Ltd (Ordinary)
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603 Page 2 of 3
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the holder became a substantial holder is as follows: |
|---|---|---|---|---|
| Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities |
||||
| See Appendix Cash Non-cash |
||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.
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7. Addresses
The addresses of persons named in this form are as follows:
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Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
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Signature
Compliance Officer print name Lokesh Kumar Capacity sign here date 11/03/2024
603 Page 3 of 3
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 13,853,448
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (53) 1.19 $ 63.07
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,567 1.17 $ 14,701.37
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,471 1.18 $ 37,260.81
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,471) 1.21 $ 38,079.91
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,600 1.17 $ 1,872.00
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100) 1.21 $ 120.50
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,704) 1.21 $ 2,061.84
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (135) 1.17 $ 158.30
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6) 1.17 $ 7.04
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,000 1.17 $ 7,007.64
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,000 1.17 $ 37,366.43
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,000 1.17 $ 5,829.06
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (300,000) - $ -
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (300,000) - $ -
08-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
08-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (52,358) - $ -
08-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (500,000) - $ -
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,100 1.13 $ 5,743.88
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,100) 1.13 $ 5,741.74
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,800 1.15 $ 42,162.28
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,800) 1.18 $ 43,240.00
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,067 1.13 $ 109,249.01
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,447 1.13 $ 5,025.11
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,592) 1.18 $ 3,045.60
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10) 1.12 $ 11.20
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 1.13 $ 11,254.26
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,000 1.13 $ 70,917.84
09-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,000 1.13 $ 7,889.04
09-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 250,000 - $ -
09-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,600 - $ -
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (100,000) - $ -
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,303 1.17 $ 13,168.00
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,406 1.18 $ 9,960.83
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,889) 1.15 $ 7,903.03
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141) 1.12 $ 157.22
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,958 1.14 $ 34,225.73
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22) 1.14 $ 25.08
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (257) 1.14 $ 292.09
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,000 1.14 $ 10,283.05
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,000 1.14 $ 76,455.58
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,000 1.14 $ 10,270.13
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,303) 1.14 $ 12,885.42
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,383 1.15 $ 1,590.45
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,376) 1.14 $ 1,568.64
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,057 1.15 $ 26,482.86
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,000 1.15 $ 14,913.96
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 89,000 1.15 $ 102,102.05
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,000 1.15 $ 13,772.21
13-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 123,000 - $ -
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,383) 1.16 $ 1,597.37
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,171 1.22 $ 50,034.09
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,031 1.23 $ 53,067.68
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43,031) 1.16 $ 49,700.81
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (158) 1.23 $ 194.34
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,600) 1.16 $ 1,848.00
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,000 1.21 $ 3,627.47
14-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 567,400 - $ -
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98) 1.21 $ 118.22
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,198 1.19 $ 7,348.03
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,671 1.21 $ 3,218.56
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,671) 1.21 $ 3,231.91
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 91,440 1.20 $ 109,680.45
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 1.21 $ 2,410.12
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,812) 1.21 $ 4,596.15
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.21 $ 1,205.66
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 71,322 1.09 $ 77,523.88
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,547) 1.12 $ 1,724.91
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.09 $ 1,088.10
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,053) 1.15 $ 2,360.42
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,462 1.15 $ 67,514.67
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,462) 1.09 $ 63,723.58
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (103) 1.16 $ 119.08
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,947 1.14 $ 3,359.86
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.14 $ 2,288.83
17-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 37,600 - $ -
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (127) 1.20 $ 152.40
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,878 1.20 $ 2,253.60
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,608 1.19 $ 79,033.79
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66,608) 1.16 $ 77,265.28
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (97) 1.19 $ 114.95
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 962 1.20 $ 1,156.81
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,000) 1.19 $ 7,161.71
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.19 $ 1,191.64
20-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 52,000 - $ -
20-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 581,200 - $ -
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,783 1.21 $ 10,649.47
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,538) 1.19 $ 8,932.53
21-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.22 $ 1,223.22
21-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 820,000 - $ -
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,159 1.16 $ 32,615.61
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,640 1.15 $ 11,125.03
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,330) 1.17 $ 1,549.45
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,555) 1.22 $ 11,657.10
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (165) 1.16 $ 191.14
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,673 1.15 $ 7,672.46
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 1.15 $ 3,457.02
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,000) 1.15 $ 24,172.28
22-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.15 $ 1,152.43
22-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (175,000) - $ -
22-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 657,000 - $ -
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,556 1.17 $ 1,812.74
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,187 1.15 $ 17,503.21
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,187) 1.16 $ 17,616.92
23-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 800,000 - $ -
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,620 1.17 $ 8,893.28
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,266 1.17 $ 9,661.90
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14) 1.17 $ 16.31
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,000) 1.17 $ 7,004.30
24-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 50,000 - $ -
1/9
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TRADES FOR RELEVANT PERIOD Appendix
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,000,000 - $ -
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,240,801) - $ -
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,085 1.15 $ 41,609.47
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,485 1.15 $ 1,707.75
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (286) 1.19 $ 338.91
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67) 1.15 $ 76.88
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,692 1.15 $ 3,089.35
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,000) 1.14 $ 4,571.59
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 1.14 $ 22,863.86
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,000) 1.14 $ 4,577.06
27-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (250,000) - $ -
27-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,000 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,104 1.10 $ 4,493.88
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,438 1.09 $ 4,849.00
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,638 1.10 $ 26,101.46
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,361) 1.14 $ 18,569.74
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,935 1.10 $ 2,128.41
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.10 $ 1,103.54
28-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 113,000 - $ -
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,686) 1.09 $ 13,839.94
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,542) 1.10 $ 9,396.20
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,326 1.05 $ 10,834.71
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,802) 1.10 $ 20,682.20
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,228 1.04 $ 18,975.20
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58) 1.04 $ 60.17
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,000 1.05 $ 14,727.65
30-Nov-23 J.P. MORGAN SECURITIES PLC Equity Buy 142,475 1.03 $ 146,749.25
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,641 1.02 $ 51,839.62
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,466) 1.03 $ 5,642.86
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,955 1.05 $ 66,102.75
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,001) 1.05 $ 56,431.05
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,132 1.03 $ 55,755.96
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 1.03 $ 10,279.55
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 500,000 - $ -
30-Nov-23 J.P. MORGAN SECURITIES PLC Equity Buy 6,015 1.05 $ 6,285.68
30-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 48,878 - $ -
30-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 330,122 - $ -
30-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,830,200) - $ -
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,384 1.09 $ 22,116.64
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,497) 1.07 $ 10,119.96
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 214,469 1.10 $ 235,915.90
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (160,953) 1.03 $ 166,366.33
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (303) 1.05 $ 319.04
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (203) 1.06 $ 215.47
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,000 1.06 $ 8,489.66
01-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow 4,000,000 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 38,000 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 215,000 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 855,800 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,891,639 - $ -
04-Dec-23 J.P. MORGAN SECURITIES PLC Equity Buy 105 1.08 $ 113.40
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (102,393) - $ -
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (2,000,000) - $ -
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (500,000) - $ -
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,735 1.05 $ 14,456.09
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,531 1.03 $ 36,596.93
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,881 1.03 $ 45,197.43
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,384) 1.02 $ 20,689.76
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,469 1.07 $ 14,396.04
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,179) 1.04 $ 6,395.27
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,436) 1.02 $ 36,982.54
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 77,296 1.06 $ 81,800.04
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,564 1.05 $ 50,143.02
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,000 1.06 $ 8,458.38
04-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (50,000) - $ -
04-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (600,000) - $ -
04-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 796,193 - $ -
04-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,739,927 - $ -
04-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,003,451 - $ -
04-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 949,172 - $ -
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (93,147) 1.08 $ 100,598.76
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,836 1.04 $ 34,009.59
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,213) 1.05 $ 13,927.00
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,642) 1.02 $ 6,741.63
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,857 1.05 $ 11,353.99
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,844 1.03 $ 6,046.05
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,594 1.04 $ 14,124.66
05-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,000 1.05 $ 15,686.91
05-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow 450,000 - $ -
06-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,172) 1.04 $ 1,213.02
06-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 450 1.03 $ 461.25
06-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,237 1.04 $ 1,280.58
06-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,000 1.03 $ 6,191.21
06-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,095) - $ -
06-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (949,172) - $ -
07-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,243) 1.02 $ 2,287.86
07-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,958 1.03 $ 45,360.52
07-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.03 $ 1,029.80
07-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52 1.05 $ 54.60
07-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (294,151) - $ -
07-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,891,639) - $ -
08-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52) 1.02 $ 52.78
08-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (74,317) 1.01 $ 75,060.17
08-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,299 1.02 $ 40,047.10
08-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,416 1.02 $ 53,457.56
08-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.03 $ 1,026.39
08-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 422,400 - $ -
08-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,527,900 - $ -
08-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (421,117) - $ -
11-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,235 0.99 $ 39,707.72
11-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 207 1.01 $ 208.04
11-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (207) 1.02 $ 210.11
11-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,243 1.00 $ 62,231.30
11-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,641 0.99 $ 16,548.84
11-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 0.99 $ 992.53
11-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,816) - $ -
11-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (481,122) - $ -
11-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,522,100 - $ -
11-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 159,100 - $ -
11-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 83,614 - $ -
11-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,127,974 - $ -
2/9
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TRADES FOR RELEVANT PERIOD Appendix
12-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,253 0.98 $ 9,027.89
12-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,189 0.97 $ 7,943.33
12-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,750) 0.99 $ 2,708.75
12-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,439) 1.02 $ 5,520.59
12-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 808 0.96 $ 771.64
12-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,000 0.96 $ 17,290.60
12-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,816 - $ -
12-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 849,956 - $ -
12-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 745,419 - $ -
13-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,020 0.97 $ 1,949.30
13-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 61,146 0.97 $ 59,107.94
13-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,146) 1.02 $ 62,063.19
13-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,935 0.97 $ 2,834.79
13-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,934 0.97 $ 27,960.40
13-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,000 0.97 $ 23,198.57
13-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 162,197 - $ -
14-Dec-23 J.P. MORGAN SECURITIES PLC Equity Sell (784) 0.96 $ 752.64
14-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,587 0.94 $ 8,107.18
14-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,389) 0.94 $ 14,518.89
14-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,367 0.94 $ 8,790.19
14-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,367) 1.02 $ 9,507.51
14-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,000 0.94 $ 8,492.44
14-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (80,925) - $ -
14-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,649,757) - $ -
15-Dec-23 J.P. MORGAN SECURITIES PLC Equity Sell (12,521) 0.99 $ 12,333.19
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,034 1.00 $ 28,138.74
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,008 1.00 $ 65,738.09
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,240) 1.00 $ 22,197.32
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,740) 1.02 $ 8,871.10
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 191,920 1.00 $ 191,920.00
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,416) 1.02 $ 2,452.24
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,690) 1.01 $ 5,736.16
15-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 1.00 $ 9,990.23
15-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,062) - $ -
15-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 130,900 - $ -
18-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,380 0.99 $ 16,140.34
18-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (62,324) 1.00 $ 62,086.73
18-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (71,889) 0.98 $ 70,608.51
18-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67,911) 1.02 $ 68,929.67
18-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,968) 0.99 $ 4,927.41
18-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,062 - $ -
18-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 203,938 - $ -
18-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,167,600 - $ -
18-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 138,397 - $ -
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,805 1.02 $ 2,856.67
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,805) 1.02 $ 2,847.08
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,469 1.02 $ 3,521.04
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,874 1.02 $ 86,709.82
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,484) 1.03 $ 62,039.23
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,196) 1.04 $ 38,739.56
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,508) 1.02 $ 12,695.62
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,818) 1.02 $ 12,108.70
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,000) 1.02 $ 7,159.22
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,000) 1.02 $ 61,452.30
19-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,000) 1.02 $ 8,180.10
19-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (4,000,000) - $ -
19-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (123,950) - $ -
19-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 42,080 - $ -
19-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 83,793 - $ -
19-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 324,427 - $ -
19-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (83,614) - $ -
19-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (143,696) - $ -
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,522 1.02 $ 35,320.18
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,143) 1.00 $ 41,263.30
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,786 1.01 $ 7,865.53
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,786) 1.02 $ 7,902.79
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,078 1.03 $ 3,170.34
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,948) 1.02 $ 1,977.22
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,000) 1.02 $ 16,299.49
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (93,000) 1.02 $ 94,819.17
20-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,000) 1.02 $ 12,223.93
20-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow 216,081 - $ -
20-Dec-23 J.P. MORGAN SECURITIES PLC Equity Borrow 373,812 - $ -
20-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,700 - $ -
20-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 60,599 - $ -
20-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,603 - $ -
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,300,000 - $ -
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,472 1.04 $ 26,441.08
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (82,236) 1.03 $ 85,107.02
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 61,184 1.04 $ 63,838.28
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,000) 1.02 $ 14,210.00
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,184) 1.02 $ 47,891.76
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,000) 1.03 $ 6,155.07
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,000) 1.03 $ 55,657.15
21-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,000) 1.03 $ 8,223.45
21-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 165,723 - $ -
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,865 1.11 $ 83,071.33
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,469) 1.11 $ 61,524.33
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,252 1.10 $ 6,860.03
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,252) 1.02 $ 6,345.78
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,069) 1.11 $ 15,678.96
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 640 1.12 $ 719.99
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (528) 1.09 $ 575.52
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,242) 1.02 $ 1,260.63
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,738) 1.11 $ 27,467.29
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,000) 1.11 $ 15,551.61
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,000) 1.11 $ 102,301.15
22-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 1.11 $ 11,103.92
22-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,652,000 - $ -
22-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 17,910 - $ -
22-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 418,268 - $ -
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,572 1.15 $ 29,323.92
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,611 1.13 $ 6,342.89
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,977) 1.15 $ 32,171.70
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,491 1.15 $ 1,709.88
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (511) 1.02 $ 518.67
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,559 1.15 $ 2,936.29
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,559) 1.14 $ 2,911.18
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,274 1.14 $ 5,985.99
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,274) 1.02 $ 5,353.11
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,644) 1.17 $ 1,924.22
3/9
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TRADES FOR RELEVANT PERIOD Appendix
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,000) 1.14 $ 16,027.07
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (111,000) 1.15 $ 127,186.02
27-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,000) 1.15 $ 14,893.59
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,607 1.09 $ 40,016.32
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,051) 1.07 $ 69,496.39
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,969) 1.09 $ 10,866.21
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,110) 1.07 $ 30,012.32
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,000) 1.09 $ 9,766.38
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,000) 1.08 $ 58,505.00
28-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,000) 1.08 $ 7,590.86
28-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (15,014) - $ -
29-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,124) 1.09 $ 1,226.82
29-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,999 1.09 $ 39,312.85
29-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,000) 1.09 $ 11,978.79
29-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,492) 1.09 $ 4,902.55
29-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,401 1.09 $ 24,453.65
29-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (75,156) - $ -
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,300,000) - $ -
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (2,948,301) - $ -
02-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (326,050) - $ -
02-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (373,812) - $ -
02-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow 3,500,000 - $ -
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 104,222 1.10 $ 115,059.73
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,360) 1.12 $ 29,442.88
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,636 1.08 $ 60,107.30
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,685) 1.11 $ 12,989.84
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,344 1.10 $ 1,483.62
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,344) 1.02 $ 1,364.16
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,904) 1.12 $ 3,246.21
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 1.11 $ 11,064.39
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,000) 1.11 $ 19,946.09
02-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,000) 1.11 $ 5,537.37
02-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (189,371) - $ -
03-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (216,081) - $ -
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,261 1.11 $ 36,973.93
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (91,123) 1.13 $ 102,590.92
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,029) 1.11 $ 32,105.06
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,017 1.12 $ 2,248.96
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,603) 1.02 $ 1,627.05
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,661) 1.12 $ 6,342.34
03-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,000) 1.12 $ 6,736.19
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 274,379 - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 184,929 - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,816 - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 42,184 - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,816) - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,074,634) - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,860,433) - $ -
03-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,266 - $ -
04-Jan-24 J.P. MORGAN SECURITIES PLC Equity Buy 417 1.16 $ 483.72
04-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,642 1.17 $ 48,527.55
04-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,881) 1.16 $ 92,741.68
04-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (414) 1.02 $ 420.21
04-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,870) 1.16 $ 12,626.46
04-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,000) 1.16 $ 12,720.66
04-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 218,000 - $ -
05-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,500,000) - $ -
05-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow 3,500,000 - $ -
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,450 1.15 $ 2,816.49
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,004 1.17 $ 17,535.82
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,723) 1.17 $ 76,688.03
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 153,671 1.19 $ 182,868.49
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,004) 1.16 $ 38,375.43
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (148,254) 1.02 $ 150,477.81
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,697) 1.16 $ 43,823.40
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,015) 1.16 $ 3,512.45
05-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,000) 1.17 $ 10,501.51
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58 1.16 $ 66.99
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,537 1.18 $ 55,052.81
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,913) 1.16 $ 19,703.24
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 106,898 1.18 $ 125,667.79
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,808) 1.15 $ 94,430.40
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,389) 1.14 $ 26,663.46
08-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,000) 1.16 $ 5,815.57
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,758 1.16 $ 50,712.02
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,846) 1.16 $ 11,448.79
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (357) 1.16 $ 414.12
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,431) 1.16 $ 107,300.37
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,369 1.17 $ 7,419.89
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,369) 1.16 $ 7,388.04
09-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,000) 1.16 $ 8,120.74
09-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 240,000 - $ -
09-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,079,941 - $ -
10-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56,867 1.22 $ 69,324.57
10-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118,463) 1.22 $ 144,000.66
10-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,759 1.22 $ 13,125.98
10-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,290) 1.23 $ 20,062.44
10-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,971) 1.24 $ 35,805.84
10-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 1.23 $ 3,695.64
10-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,060,000 - $ -
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23 1.24 $ 28.52
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 139,254 1.22 $ 169,758.70
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,349 1.22 $ 13,835.69
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,800) 1.20 $ 6,967.80
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,103) 1.24 $ 15,007.72
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,244) 1.21 $ 25,660.59
11-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.22 $ 1,222.30
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50 1.34 $ 67.00
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 129,701 1.33 $ 172,407.26
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,446 1.32 $ 1,912.34
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,124 1.32 $ 5,453.99
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,720) 1.25 $ 146,561.40
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 136,643 1.32 $ 180,995.27
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 80,551 1.33 $ 107,036.17
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 88,531 1.31 $ 116,329.11
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,316) 1.33 $ 86,589.88
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 182,121 1.30 $ 236,889.16
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,948) 1.32 $ 31,712.47
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,003) 1.25 $ 14,943.74
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,757 1.33 $ 19,553.05
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (827) 1.25 $ 1,029.62
4/9
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TRADES FOR RELEVANT PERIOD Appendix
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,972) 1.33 $ 5,263.26
12-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.33 $ 2,653.85
12-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (168,460) - $ -
12-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,446,649) - $ -
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,570) 1.25 $ 6,934.65
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12 1.49 $ 17.88
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,636 1.51 $ 26,617.50
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (352,465) 1.34 $ 472,303.10
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,711 1.50 $ 55,241.46
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,614 1.51 $ 35,631.16
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 197,157 1.45 $ 285,587.04
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,174 1.49 $ 6,236.26
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,631) 1.47 $ 104,132.91
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 253,603 1.45 $ 368,686.01
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,536) 1.51 $ 24,928.81
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 91,506 1.45 $ 132,496.66
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,168) 1.49 $ 37,500.32
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,002 1.51 $ 58,820.05
15-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,002) 1.34 $ 52,262.68
15-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,060,000) - $ -
15-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (71,540) - $ -
16-Jan-24 J.P. MORGAN SECURITIES PLC Equity Sell (601) 1.51 $ 907.51
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,025 1.47 $ 51,435.96
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,069 1.47 $ 14,827.61
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,964 1.50 $ 23,946.00
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,961) 1.50 $ 116,551.70
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,251 1.46 $ 70,614.95
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,803 1.47 $ 45,141.80
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,459 1.48 $ 45,227.05
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (209,783) 1.49 $ 312,959.52
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 176,325 1.50 $ 264,487.50
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (262,950) 1.47 $ 386,301.16
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,677) 1.48 $ 114,812.43
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,867 1.48 $ 2,767.24
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,867) 1.50 $ 2,791.17
16-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,000) 1.48 $ 10,354.30
16-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,300,000 - $ -
16-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,851,292) - $ -
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,964) 1.51 $ 24,105.64
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,112) 1.51 $ 211,569.12
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,932 1.53 $ 74,993.62
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (127,680) 1.56 $ 199,329.93
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,039 1.50 $ 6,058.50
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (188,143) 1.51 $ 283,586.25
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,906 1.51 $ 7,418.04
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,393) 1.55 $ 2,161.51
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,894) 1.51 $ 8,899.94
17-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 1.54 $ 4,623.98
17-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (274,379) - $ -
17-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (184,929) - $ -
17-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,816) - $ -
17-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (42,184) - $ -
17-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (962,100) - $ -
18-Jan-24 J.P. MORGAN SECURITIES PLC Equity Buy 1,266 1.54 $ 1,952.32
18-Jan-24 J.P. MORGAN SECURITIES PLC Equity Buy 12,834 1.54 $ 19,743.33
18-Jan-24 J.P. MORGAN SECURITIES PLC Equity Buy 199,841 1.53 $ 305,600.05
18-Jan-24 J.P. MORGAN SECURITIES PLC Equity Buy 799 1.57 $ 1,254.43
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,842 1.53 $ 129,825.65
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,808 1.53 $ 37,959.79
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,187) 1.52 $ 21,553.34
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (101,752) 1.49 $ 151,253.74
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,756) 1.55 $ 16,671.80
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,650 1.47 $ 2,425.50
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,860) 1.55 $ 2,883.00
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 253 1.55 $ 391.84
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (253) 1.55 $ 392.15
18-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,000 1.52 $ 4,560.98
18-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 230,000 - $ -
18-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (186,864) - $ -
18-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 186,864 - $ -
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,045 1.55 $ 1,619.75
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 130,315 1.55 $ 201,988.25
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 165,541 1.55 $ 256,588.55
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 231,621 1.55 $ 359,012.55
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,596 1.55 $ 72,223.80
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84,842) 1.57 $ 133,201.94
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,428 1.52 $ 153,140.95
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,496) 1.49 $ 32,134.54
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 193,548 1.55 $ 299,999.40
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (173,373) 1.50 $ 259,472.46
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,175) 1.57 $ 31,674.75
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,853 1.56 $ 29,410.68
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,853) 1.57 $ 29,599.21
19-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,000 1.50 $ 10,515.48
19-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,300,000) - $ -
19-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,000,000 - $ -
19-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,000,000 - $ -
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (446,447) 1.48 $ 658,509.33
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 79,600 1.44 $ 114,536.12
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,299) 1.40 $ 31,165.31
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82 1.40 $ 114.80
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (82) 1.48 $ 120.95
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 254 1.41 $ 359.13
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (254) 1.48 $ 374.65
22-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.43 $ 2,859.50
22-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow 2,400,000 - $ -
22-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (230,000) - $ -
22-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 152,000 - $ -
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 35,000 - $ -
23-Jan-24 J.P. MORGAN SECURITIES PLC Equity Sell (357) 1.39 $ 496.23
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,066 1.38 $ 16,681.90
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,665) 1.38 $ 29,961.59
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,077) 1.39 $ 34,829.19
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,407 1.39 $ 77,152.75
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,713) 1.38 $ 10,608.37
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,124) 1.39 $ 48,822.36
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 959 1.41 $ 1,347.40
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (959) 1.39 $ 1,333.01
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,221 1.39 $ 11,420.60
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (736) 1.39 $ 1,023.04
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,044 1.39 $ 38,916.52
5/9
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TRADES FOR RELEVANT PERIOD Appendix
23-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,000) 1.38 $ 6,914.41
23-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow 150,000 - $ -
23-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,000 - $ -
24-Jan-24 J.P. MORGAN SECURITIES PLC Equity Buy 461 1.42 $ 652.32
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121,972 1.41 $ 171,675.59
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,122 1.41 $ 1,576.41
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,903) 1.41 $ 5,483.72
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,398 1.43 $ 27,739.14
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,548) 1.41 $ 44,406.87
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,248 1.41 $ 3,158.86
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33) 1.41 $ 46.37
24-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,000) 1.41 $ 7,049.73
24-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,000) - $ -
25-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,584 1.38 $ 17,423.29
25-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,017) 1.39 $ 2,800.35
25-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,952 1.42 $ 11,265.10
25-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,372) 1.42 $ 11,846.38
25-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,400 1.40 $ 70,325.69
25-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,000) 1.40 $ 12,588.04
25-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,578 - $ -
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 325,000 - $ -
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,328 1.34 $ 99,532.70
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,347) 1.34 $ 9,844.98
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,827 1.34 $ 30,546.34
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,827) 1.40 $ 31,843.67
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12 1.31 $ 15.72
29-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12) 1.40 $ 16.74
29-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 51,000 - $ -
30-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,004 1.39 $ 8,357.00
30-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,106 1.39 $ 15,446.44
30-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,112 1.41 $ 120,417.48
30-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85,112) 1.34 $ 114,050.08
30-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 1.41 $ 2,826.74
30-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 16,934 - $ -
30-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 633,066 - $ -
30-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 249,000 - $ -
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,004) 1.41 $ 8,435.62
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,539 1.47 $ 8,141.98
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,147 1.46 $ 7,488.89
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,326) 1.46 $ 20,940.46
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,944) 1.46 $ 43,722.61
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 172,244 1.48 $ 255,187.93
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (91,979) 1.46 $ 134,402.93
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,067) 1.41 $ 1,499.14
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,500) 1.47 $ 22,774.51
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10 1.49 $ 14.85
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10) 1.41 $ 14.05
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,346 1.47 $ 16,712.61
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,268 1.47 $ 115,005.90
31-Jan-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,000) 1.47 $ 13,245.47
31-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,400,000) - $ -
31-Jan-24 J.P. MORGAN SECURITIES PLC Equity Borrow 2,400,000 - $ -
31-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,500,000) - $ -
31-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,167,600) - $ -
31-Jan-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,015,000 - $ -
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,711 1.45 $ 2,475.94
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,539) 1.46 $ 8,086.94
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,248 1.46 $ 10,594.63
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 830 1.49 $ 1,232.55
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,839) 1.49 $ 37,034.48
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (53,620) 1.44 $ 77,266.42
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,400) 1.49 $ 30,345.51
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,285 1.48 $ 37,470.14
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 37,084 1.48 $ 55,067.33
01-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,000) 1.47 $ 11,776.50
01-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (88,578) - $ -
01-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (162,327) - $ -
01-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,000 - $ -
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,489 1.68 $ 26,076.09
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,959) 1.49 $ 13,348.91
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 123,192 1.70 $ 209,158.95
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,751 1.68 $ 34,927.25
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,778) 1.68 $ 115,764.86
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112,157 1.67 $ 186,834.50
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,172) 1.70 $ 59,635.88
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,803) 1.49 $ 86,126.47
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,300) 1.69 $ 52,805.51
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 146,834 1.68 $ 246,626.06
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (74,974) 1.69 $ 126,521.55
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3) 1.49 $ 4.47
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,584 1.68 $ 36,240.01
02-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,000) 1.69 $ 11,857.89
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,568 1.63 $ 28,631.94
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (138,681) 1.68 $ 232,984.08
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85,718) 1.59 $ 136,248.93
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,697 1.66 $ 123,997.02
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (111,041) 1.62 $ 179,792.59
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,489) 1.68 $ 5,861.52
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,800) 1.62 $ 4,536.00
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,909) 1.61 $ 52,969.57
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,311 1.62 $ 3,735.39
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,563 1.60 $ 77,773.35
05-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,000) 1.61 $ 19,348.69
05-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
05-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,996) - $ -
05-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 167,000 - $ -
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 205,000 - $ -
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,568) 1.61 $ 28,284.48
06-Feb-24 J.P. MORGAN SECURITIES PLC Equity Sell (596) 1.62 $ 962.54
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,843 1.61 $ 7,809.34
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,568) 1.61 $ 28,284.48
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,177 1.61 $ 19,614.81
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,918) 1.61 $ 41,631.64
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,606) 1.61 $ 7,415.66
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,850) 1.60 $ 22,093.59
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,174 1.61 $ 3,499.96
06-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,742 1.60 $ 14,021.92
06-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 300,000 - $ -
06-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,000) - $ -
06-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 176,000 - $ -
06-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
6/9
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TRADES FOR RELEVANT PERIOD Appendix
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,725 1.61 $ 20,487.25
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,217 1.60 $ 45,120.59
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,538) 1.62 $ 46,088.87
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,758) 1.58 $ 29,577.28
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,340) 1.62 $ 10,239.10
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,407 1.60 $ 18,282.33
07-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,000) 1.60 $ 17,604.28
07-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 50,000 - $ -
07-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (63,786) - $ -
07-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 700,000 - $ -
07-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 349,000 - $ -
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (205,000) - $ -
08-Feb-24 J.P. MORGAN SECURITIES PLC Equity Buy 46,195 1.67 $ 77,228.39
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,721) 1.67 $ 11,198.07
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70,950 1.65 $ 117,084.32
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,128) 1.62 $ 113,607.36
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,953 1.65 $ 4,857.69
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,953) 1.62 $ 4,783.86
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,570 1.68 $ 41,189.05
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5 1.67 $ 8.36
08-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,696) 1.66 $ 14,429.66
08-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (300,000) - $ -
08-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 1,600,000 - $ -
08-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,000 - $ -
08-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 950,000 - $ -
08-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (362,447) - $ -
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,843 1.61 $ 7,797.23
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 312,058 1.47 $ 458,102.39
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (122,728) 1.49 $ 182,815.63
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,825 1.49 $ 50,433.35
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,647) 1.68 $ 58,033.73
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,771 1.48 $ 15,973.36
09-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,771) 1.68 $ 18,041.43
09-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
09-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,336 - $ -
09-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 256,000 - $ -
09-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 82,000 - $ -
12-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 100,000 - $ -
12-Feb-24 J.P. MORGAN SECURITIES PLC Equity Buy 18,560 1.47 $ 27,281.49
12-Feb-24 J.P. MORGAN SECURITIES PLC Equity Buy 237,519 1.49 $ 353,040.17
12-Feb-24 J.P. MORGAN SECURITIES PLC Equity Buy 6 1.48 $ 8.88
12-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,631 1.50 $ 11,446.61
12-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,535 1.52 $ 60,044.18
12-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,535) 1.51 $ 59,697.85
12-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,334 1.53 $ 2,034.35
12-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,334) 1.51 $ 2,014.34
12-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,059) - $ -
12-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (67,218) - $ -
12-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 83,200 - $ -
12-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,581,700 - $ -
12-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 14,550 - $ -
12-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (236,550) - $ -
13-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow 1,500,000 - $ -
13-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,892 1.51 $ 60,172.06
13-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 241,392 1.50 $ 362,776.21
13-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (241,392) 1.48 $ 356,053.20
13-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 1.49 $ 2.98
13-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.49 $ 1,491.55
13-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.48 $ 1,475.00
13-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 30,000 - $ -
13-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 37,000 - $ -
13-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,000 - $ -
13-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 521,447 - $ -
13-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (362,447) - $ -
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,410) 1.45 $ 4,953.03
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,359 1.47 $ 72,373.87
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49,359) 1.49 $ 73,298.12
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,645 1.47 $ 25,938.15
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (808) 1.47 $ 1,183.72
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,059) 1.49 $ 13,452.62
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,603 1.47 $ 2,352.38
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.46 $ 2,916.29
14-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 1.49 $ 2,970.00
14-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,941) - $ -
14-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (78,579) - $ -
14-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 198,000 - $ -
14-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (376,573) - $ -
15-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,118) 1.48 $ 7,574.72
15-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,365 1.47 $ 12,332.68
15-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,683 1.49 $ 60,469.42
15-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,672 1.48 $ 42,434.56
15-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,606 - $ -
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,264 1.49 $ 9,358.80
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,930) 1.48 $ 48,708.15
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,446) 1.47 $ 6,554.59
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,430 1.47 $ 10,888.43
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,430) 1.48 $ 10,996.40
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 103,790 1.47 $ 152,864.61
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,660) 1.48 $ 3,936.80
16-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,091 1.47 $ 1,598.87
16-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 160,000 - $ -
19-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,474) 1.48 $ 2,174.15
19-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (53,687) 1.52 $ 81,497.46
19-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,457 1.49 $ 39,322.35
19-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,938) 1.48 $ 32,358.55
19-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,030 1.52 $ 35,017.46
19-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (202) - $ -
19-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (37,000) - $ -
19-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,014,000) - $ -
19-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,082,000) - $ -
20-Feb-24 J.P. MORGAN SECURITIES PLC Equity Sell (11,623) 1.48 $ 17,143.93
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,789) 1.54 $ 16,561.12
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,533) 1.49 $ 58,952.52
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,324 1.51 $ 21,600.21
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,364) 1.51 $ 81,879.58
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,019 1.51 $ 25,613.60
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,538) 1.52 $ 32,737.76
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,464 1.50 $ 35,226.81
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 666 1.49 $ 989.27
20-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (666) 1.52 $ 1,012.32
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (128,580) 1.48 $ 189,655.50
7/9
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TRADES FOR RELEVANT PERIOD Appendix
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,647) 1.38 $ 28,414.32
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 103,001 1.40 $ 143,991.17
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,071) 1.40 $ 35,002.20
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,364 1.34 $ 21,927.76
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,364) 1.48 $ 24,136.90
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,183) 1.35 $ 32,526.14
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 76 1.37 $ 104.12
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,814 1.36 $ 43,177.80
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,000 1.37 $ 8,221.00
21-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,000) 1.48 $ 8,850.00
21-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (591,000) - $ -
21-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,255) - $ -
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,047) 1.35 $ 16,263.45
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,395 1.36 $ 106,987.69
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (78,395) 1.35 $ 105,441.28
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,872 1.36 $ 2,545.92
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (476) 1.35 $ 640.22
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 407 1.35 $ 547.42
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,560 1.34 $ 12,853.81
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,000 1.34 $ 5,379.60
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,304) 1.35 $ 4,443.88
22-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,001 1.33 $ 87,781.33
22-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,606) - $ -
22-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (150,000) - $ -
22-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 750,000 - $ -
22-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 218,000 - $ -
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,039) 1.48 $ 19,232.53
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,674 1.29 $ 20,141.09
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 441 1.27 $ 560.07
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (441) 1.33 $ 586.53
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,364) 1.30 $ 1,766.38
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 61 1.29 $ 78.39
23-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,000 1.29 $ 3,862.95
23-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (8,336) - $ -
23-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (192,399) - $ -
23-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,550) - $ -
23-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (404,175) - $ -
26-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,849 1.26 $ 66,788.66
26-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52,849) 1.27 $ 67,118.23
26-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,048 1.25 $ 53,890.20
26-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,949 1.25 $ 6,173.97
26-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,000 1.26 $ 5,035.44
26-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,240) - $ -
26-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (94,388) - $ -
27-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,837) 1.27 $ 16,302.99
27-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 80,617 1.29 $ 103,736.18
27-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,368) 1.26 $ 4,226.84
27-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69,569) 1.27 $ 88,004.79
27-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,956) 1.26 $ 28,841.69
27-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,237 1.29 $ 11,871.54
28-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,982) 1.29 $ 10,296.78
28-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 234,422 1.30 $ 304,738.29
28-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,164) 1.32 $ 39,665.66
28-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,130 1.33 $ 1,504.40
28-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,000 1.32 $ 9,205.26
28-Feb-24 J.P. MORGAN SECURITIES PLC Equity Buy 299 1.32 $ 394.68
29-Feb-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (300,000) - $ -
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,785) 1.36 $ 20,107.60
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,144 1.30 $ 42,975.41
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,843 1.32 $ 2,432.76
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,278) 1.30 $ 100,415.57
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,086) 1.31 $ 26,329.81
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,867 1.30 $ 14,150.99
29-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.34 $ 1,338.22
29-Feb-24 J.P. MORGAN SECURITIES PLC Equity Sell (11,920) 1.36 $ 16,211.20
29-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 320,000 - $ -
29-Feb-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,159 - $ -
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,158) 1.32 $ 21,393.74
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,135) 1.36 $ 23,303.60
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,183 1.30 $ 1,537.90
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (87,250) 1.29 $ 112,545.00
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49,253) 1.36 $ 66,984.08
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38) 1.36 $ 51.68
01-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.28 $ 1,280.71
01-Mar-24 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
01-Mar-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,200,000) - $ -
04-Mar-24 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (811) 1.26 $ 1,021.86
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 223,880 1.34 $ 299,999.20
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,284) 1.33 $ 18,926.30
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52) 1.26 $ 65.52
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,554 1.36 $ 11,629.41
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,554) 1.26 $ 10,778.04
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,109) 1.35 $ 2,841.85
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68 1.33 $ 90.25
04-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.34 $ 2,687.63
04-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,500,000 - $ -
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (527) 1.30 $ 684.71
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3) 1.32 $ 3.96
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,758 1.29 $ 11,321.55
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (104,639) 1.29 $ 134,521.28
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,212 1.27 $ 2,813.35
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,212) 1.32 $ 2,919.84
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,245) 1.30 $ 17,220.87
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,518 1.30 $ 5,858.72
05-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 1.29 $ 3,884.71
05-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 632,700 - $ -
05-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 474,900 - $ -
05-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
06-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,189) 1.29 $ 129,694.66
06-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,253) 1.29 $ 9,352.36
06-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,000 1.29 $ 9,039.23
06-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,000 - $ -
06-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,400,000 - $ -
07-Mar-24 J.P. MORGAN SECURITIES LLC Equity Borrow 1,500,000 - $ -
07-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
07-Mar-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,000,000 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,000 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 250,000 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 500,000 - $ -
8/9
----- End of picture text -----
==> picture [557 x 39] intentionally omitted <==
----- Start of picture text -----
TRADES FOR RELEVANT PERIOD Appendix
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 77,400 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 220,067 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 529,933 - $ -
07-Mar-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,061,534) - $ -
Balance at End of relevant period 39,734,328
----- End of picture text -----
9/9
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Australia Pty Limited (Borrower) |
| Transfer date | Settlement Date 13-Feb-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower) |
| Transfer date | Settlement Date 31-Jan-24 1-Mar-24 8-Mar-24 11-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs International (Borrower) |
| Transfer date | Settlement Date 11-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 4-Mar-24 11-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 4-Dec-23 11-Dec-23 12-Dec-23 18-Dec-23 21-Dec-23 28-Dec-23 18-Jan-24 13-Feb-24 7-Mar-24 8-Mar-24 11-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch Equities (Australia) Limited(Borrower) |
| Transfer date | Settlement Date 1-Dec-23 18-Dec-23 13-Feb-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited (Borrower) |
| Transfer date | Settlement Date 6-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 22-Jan-24 23-Jan-24 26-Feb-24 6-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 2-Feb-24 8-Feb-24 13-Feb-24 15-Feb-24 19-Feb-24 7-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | DeepYellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement | JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and Blackrock (herein referred to as“JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any additional entitynotified to the Companyfrom time to time. |
| Transfer date | Settlement Date 01-Mar-24 |
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its votingrights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date(if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
| Does the lender have the right to recall **early? ** |
Yes. |
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of **relevant interests: ** |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan Securities PLC('borrower) |
| Transfer date | Settlement date 25-Jan-24 |
| Holder of voting rights | Partyholdingcollateral that has the votingrights. |
| Are there any restriction on voting rights |
No, unless separately agreed to the contrary. |
| If yes, detail | NA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | This right is subject to the requirement that the borrower deliver alternative collateral acceptable to the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Equivalent Securities must be returned. |
| If yes, detail any exceptions |
Absent default, there are no exceptions. |
| Statement | No |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 11-Mar-2024 |
|---|---|
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”) |
| Transfer date | Settlement Date 13-Feb-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice filed | with ASX. |
|---|---|
| **Date: ** | 11-Mar-2024 |
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement ("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date 05-Jan-24 31-Jan-24 12-Feb-24 14-Feb-24 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 09-Feb-24 13-Feb-24 05-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|---|---|
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 11-Mar-2024 |
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of **relevant interests: ** |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date | Settlement Date 07-Feb-24 05-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of relevant interests: |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 16-Jun-23 07-Mar-24 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of **relevant interests: ** |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 29-Jan-24 07-Mar-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 11-Mar-2024 |
|---|---|
| Company’s name: | Deep Yellow Ltd |
| ISIN: | AU000000DYL4 |
| Date of change of **relevant interests: ** |
07-Mar-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited ("borrower") |
| Transfer date | Settlement Date 25-Jan-24 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the otherparty, unless otherwise agreed between theparties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the **right to recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |