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DEEP YELLOW LIMITED Major Shareholding Notification 2024

Mar 14, 2024

64808_rns_2024-03-14_9b1ef7e1-5a76-4014-975b-6210cce44af0.pdf

Major Shareholding Notification

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604 Page 1 of 2 15 July 2001

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

ACN/ARSN

DEEP YELLOW LIMITED
006 391 948

1. Details of substantial holder (1)

Name

State Street Corporation and subsidiaries named in Annexures to
this form

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on

13/03/2024

The previous notice was given to the company on 11 / 03 / 2024 The previous notice was dated 07 / 03 / 2024

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

mpany or scheme, are as follows:
Class of securities (4) Previous notice Present notice
Person’s votes Voting power(5) Person’s votes Voting power(5)
Ordinary 46,068,116 6.02% 54,938,422 7.18%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given in
relation to change (7)
Class and number
of securities
affected
Person's votes
affected
Annexure
B & D

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
Annexure
A

604 Page 2 of 2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure C

Signature

print name Alok Maheshwary capacity Authorised signatory
sign here date 15/03/2024

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A referred to in Form 604 Notice of change of interests of substantial holder

______ 15 March 2024 Alok Maheshwary Authorised Signatory

4. Present relevant interests 4. Present relevant interests 4. Present relevant interests 4. Present relevant interests 4. Present relevant interests 4. Present relevant interests 4. Present relevant interests
Holder of relevant interest Nature of Relevant Interest Registered Holder of securities Person Entitled to be registered as holder Class and number of Securities Person's votes
SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co n/a Ordinary 459,985 459,985
STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellon n/a Ordinary 302,547 302,547
STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Citibank NA n/a Ordinary 102,379 102,379
STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co n/a Ordinary 12,048 12,048
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellon n/a Ordinary 203,831 203,831
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company n/a Ordinary 56,144 56,144
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co n/a Ordinary 3,136,161 3,136,161
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AG n/a Ordinary 112,892 112,892
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
National Australian Bank LTD n/a Ordinary 77,565 77,565
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company n/a Ordinary 2,233,001 2,233,001
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co n/a Ordinary 13,376,202 13,376,202
STATE STREET BANK AND TRUST COMPANY For borrowed and on-lent securities:
Relevant interest under section 608(1) being the right,
as lender, to recall shares under a securities loan
UNKNOWN STATE STREET BANK AND TRUST COMPANY Ordinary 2,027,144 2,027,144
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
AMERICAN CENTURY INVESTMENT MANAGEMENT,
INC.
AMERICAN CENTURY INVESTMENT
MANAGEMENT, INC.
Ordinary 145,305 145,305
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
AWARE SUPER PTY LTD AS TRUSTEE OF THE AWARE
SUPER
AWARE SUPER PTY LTD AS TRUSTEE OF THE
AWARE SUPER
Ordinary 4,361,361 4,361,361
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
CALSTRS CALSTRS Ordinary 626,738 626,738
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
DIMENSIONAL FUND ADVISORS DIMENSIONAL FUND ADVISORS Ordinary 21,357 21,357
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
MERCER GLOBAL INVESTMENTS MANAGEMENT
LIMITED - MERCER UCITS CCF
MERCER GLOBAL INVESTMENTS
MANAGEMENT LIMITED - MERCER UCITS CCF
Ordinary 105,698 105,698
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
RETAIL EMPLOYEES SUPERANNUATION TRUST RETAIL EMPLOYEES SUPERANNUATION TRUST Ordinary 2,124,058 2,124,058
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
SPROTT ASSET MANAGEMENT LP SPROTT ASSET MANAGEMENT LP Ordinary 23,290,797 23,290,797
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
SSGA FUNDS SSGA FUNDS Ordinary 140,058 140,058
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
SSGA SPDR INDEX SHARE FUNDS SSGA SPDR INDEX SHARE FUNDS Ordinary 273,881 273,881
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE OF ALASKA - ALASKA RETIREMENT
MANAGEMENT BOARD
STATE OF ALASKA - ALASKA RETIREMENT
MANAGEMENT BOARD
Ordinary 21,568 21,568
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
THE REGENTS OF THE UNIVERSITY OF CALIFORNIA THE REGENTS OF THE UNIVERSITY OF
CALIFORNIA
Ordinary 164,079 164,079
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
TIAA - CREF TIAA - CREF Ordinary 413,701 413,701
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
VANECK ETF FUNDS VANECK ETF FUNDS Ordinary 1,000,000 1,000,000
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
WA STATE INVESTMENT BOARD WA STATE INVESTMENT BOARD Ordinary 149,922 149,922

Annexure B

This is Annexure B referred to in Form 604 Notice of change of interests of substantial holder

==> picture [41 x 13] intentionally omitted <==

______ 15 March 2024 Alok Maheshwary Authorised Signatory

3. Changes in relevant interests

Date of Change Person whose relevant interest changed **Nature of Change ** Considerationgiven in relation to Change Class and number of Securities affected Class and number of Securities affected Person's Votes affected
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 145,305 145,305
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE BARCLAYS GROUP - Refer Part A of
Annexure D
n/a Ordinary 700,000 700,000
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Return of securities under a securities loan by THE J.P. MORGAN CHASE GROUP -
Refer Part A of Annexure D
n/a Ordinary (35,000) (35,000)
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Return of securities under a securities loan by THE MACQUARIE GROUP - Refer Part A
of Annexure D
n/a Ordinary (106,840) (106,840)
11-Mar-2024 STATE STREET BANK AND TRUST COMPANY Return of securities under a securities loan by THE MACQUARIE GROUP - Refer Part A
of Annexure D
n/a Ordinary (18,160) (18,160)
13-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 160,942 160,942
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 21,357 21,357
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 105,698 105,698
12-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE BARCLAYS GROUP - Refer Part A of
Annexure D
n/a Ordinary 55,000 55,000
13-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 1,639,058 1,639,058
13-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to UBS SECURITIES AUSTRALIA LTD - Refer
Part A of Annexure D
n/a Ordinary 430,000 430,000
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to BANK OF MONTREAL EUROPE PUBLIC
LIMITED COMPANY - Refer Part A of Annexure D
n/a Ordinary 680,000 680,000
11-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE FIDELITY GROUP - Refer Part A of
Annexure D
n/a Ordinary 3,265,306 3,265,306
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 140,058 140,058
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 273,881 273,881
08-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE MACQUARIE GROUP - Refer Part A of
Annexure D

n/a
Ordinary 413,701 413,701
11-Mar-2024 STATE STREET BANK AND TRUST COMPANY Lending securities under a securities loan to THE UBS GROUP - Refer Part A of
Annexure D
n/a Ordinary 1,000,000 1,000,000

This is Annexure C referred to in Form 604 Notice of change of interests of substantial holder

Annexure C

______ 15 March 2024
Alok Maheshwary
Authorised Signatory
6. Addresses
______ 15 March 2024
Alok Maheshwary
Authorised Signatory
6. Addresses
Name Address
SSGA FUNDS MANAGEMENT,INC. Channel Center,1 Iron Street,Boston MA 02210,United States
STATE STREET GLOBAL ADVISORS EUROPE LIMITED 78 Sir John Rogerson’sQuay,Dublin 2,Ireland
STATE STREET GLOBAL ADVISORS TRUST COMPANY 1 Iron Street,Boston MA 02210,United States
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED Level 15,420 George Street,SydneyNSW 2000,Australia
STATE STREET BANK AND TRUST COMPANY One Congress Street,Suite 1,Boston MA 02114,United States

This is Annexure D referred to in Form 604 Notice of change of interests of substantial holder

Annexure D

______ 15 March 2024 Alok Maheshwary Authorised Signatory

3. Changes in relevant interests

State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.

Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending authorisation agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this Annexure.)

Type of agreement Securities Lending Authorisation Agreement/ Global Master Securities Lending Agreement/ Securities
Loan Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) No
(2) Yes. (Borrower has the right to vote, but may on-lend securities)
If yes, in what circumstances (1) Only if instructed to by the borrower
(2) As determined by the owner of the securities
Transfer date The dates on which the securities were delivered by State Street Bank and Trust Company as lender are
set out in Annexure B to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to
givingnotice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the scheduled return date)? No scheduled return date. Lender can require return of securities or equivalent securities at any time
subject togivingnotice
If yes, in what circumstances Lender can require return of securities or equivalent securities at any time subject to giving notice
Are there any circumstances in which the borrower is not required to return securities or equivalent
securities on settlement?
No
Ifyes,detail anyexceptions n/a
Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“title transfer”) over the
securities as collateral to secure a securities loan. (See Part A of this Annexure for securities loan details.)
Type of agreement Global Master Securities Lending Agreement
Securities LendingAuthorisation Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the borrower defaults and ownership is enforced
(2)Yes
If yes, in what circumstances (1) Only if the borrower defaults and ownership is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
Transfer date The dates on which the securities were transferred,as indicated in Annexure B to this notice
Scheduled return date No scheduled return date. Securities collateral is returned on termination of related securities loan
Does the borrower have the right to have the securities returned early? No scheduled return date. Securities collateral is returned on termination of related securities loan or
theprovision of alternative collateral
If yes, in what circumstances At any time subject to returning the borrowed securities or equivalent securities or providing alternative
collateral
Are there any circumstances in which the lender is not required to return securities collateral on
settlement?
No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, detail any exceptions n/a (lender must return securities collateral if the borrower returns the borrowed securities or
equivalent securities)