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DEEP YELLOW LIMITED Major Shareholding Notification 2022

Jun 22, 2022

64808_rns_2022-06-22_ca9c95a0-ec50-47b1-b47e-b7ae3afa869a.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme DEEP YELLOW LIMITED ACN/ARSN 006 391 948 1. Details of substantial holder (1) Name State Street Corporation and subsidiaries named in Annexures to this form ACN/ARSN (if applicable) The holder became a substantial holder on 21/06/2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Ordinary 20,956,608 20,956,608 5.41%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Annexure A

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number
of securities
Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number of securities
Cash Non-Cash
Annexure B, D and E

Information Classification: Limited Access

603 page 1/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Annexure A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure C

Signature

print name Elizabeth Schaefer Capacity: Authorised signatory Digitally signed by Elizabeth Schaefer sign here Date: 2022.06.22 22:41:49 -04'00' date 23/06/2022

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”.

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Information Classification: Limited Access

This is Annexure A referred to in Form 603 Notice of initial substantial holder

Annexure A

Digitally signed by Elizabeth Schaefer Date: 2022.06.22 22:42:08 -04'00' ________ 23 June 2022 Elizabeth Schaefer Authorised Signatory

3. Details of relevant interests

4. Details of present registered holders

6. Associates

Holder of relevant interest Nature of Relevant Interest Registered Holder of securities Person Entitled to be registered as holder Class and number of Securities Class and number of Securities Nature of Association
(Section 3, 4 and 6) (Section 3) (Section 4) (Section 4) (Section 3 and 4) (Section 6)
SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee		 State Street Bank and Trust Co n/a Ordinary 231,695 Subsidiary of State
Street Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest		 RETAIL EMPLOYEES SUPERANNUATION TRUST RETAIL EMPLOYEES SUPERANNUATION TRUST Ordinary 5,315,751 Subsidiary of State
Street Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest		 SPROTT ASSET MANAGEMENT LP SPROTT ASSET MANAGEMENT LP Ordinary 15,200,000 Subsidiary of State
Street Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest		 SSGA SPDR INDEX SHARE FUNDS SSGA SPDR INDEX SHARE FUNDS Ordinary 209,162 Subsidiary of State
Street Corporation

Information Classification: Limited Access

Annexure B

This is Annexure B referred to in Form 603 Notice of initial substantial holder

Digitally signed by Elizabeth Schaefer Date: 2022.06.22 22:42:24 -04'00' ________ 23 June 2022 Elizabeth Schaefer Authorised Signatory 5. Consideration

Holder of relevant interest Date of Acquisition Nature of transaction Consideration Class and number of Securities affected Class and number of Securities affected
STATE STREET GLOBAL ADVISORS,INC. 09-Mar-2022 In Specie Contribution n/a Ordinary 1,038
STATE STREET BANK AND TRUST COMPANY 13-May-2022 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure E		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 16-May-2022 Return of securities under a
securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure E
n/a		 Ordinary (91,093)
STATE STREET BANK AND TRUST COMPANY 13-May-2022 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure E		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 01-Jun-2022 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure E
n/a		 Ordinary (91,093)
STATE STREET BANK AND TRUST COMPANY 16-May-2022 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
E		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 01-Jun-2022 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
E
n/a		 Ordinary (91,093)
STATE STREET BANK AND TRUST COMPANY 13-May-2022 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure E		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 16-May-2022 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure E		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 01-Jun-2022 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure E		 n/a Ordinary (182,186)
STATE STREET BANK AND TRUST COMPANY 13-May-2022 Lending securities under a
securities loan to
ARROWSTREET CANADA
GLOBAL WORLD ALPHA
EXTENSION FUND I – Refer
Part B of Annexure E		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 16-May-2022 Return of securities under
a securities loan by
ARROWSTREET CANADA
GLOBAL WORLD ALPHA
EXTENSION FUND I – Refer
Part B of Annexure E		 n/a Ordinary (91,093)
STATE STREET BANK AND TRUST COMPANY 18-May-2022 Lending securities under a
securities loan to THE
MORGAN STANLEY
GROUP– Refer Part A of
Annexure D		 n/a Ordinary 50,000
STATE STREET BANK AND TRUST COMPANY 25-May-2022 Return of securities under
a securities loan by THE
MORGAN STANLEY
GROUP– Refer Part A of
Annexure D		 n/a Ordinary (50,000)
STATE STREET BANK AND TRUST COMPANY 05-Apr-2022 Lending securities under a
securities loan to THE
BARCLAYS GROUP– Refer
Part A of Annexure D		 n/a Ordinary 100,000

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY 04-Apr-2022 Lending securities under a
securities loan to THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary 500,000
STATE STREET BANK AND TRUST COMPANY 06-Apr-2022 Lending securities under a
securities loan to THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary 547,686
STATE STREET BANK AND TRUST COMPANY 07-Apr-2022 Return of securities under
a securities loan by THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary (197,469)
STATE STREET BANK AND TRUST COMPANY 08-Apr-2022 Return of securities under
a securities loan by THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary (94,466)
STATE STREET BANK AND TRUST COMPANY 12-Apr-2022 Lending securities under a
securities loan to THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary 2,000,000
STATE STREET BANK AND TRUST COMPANY 10-May-2022 Lending securities under a
securities loan to THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary 1,500,000
STATE STREET BANK AND TRUST COMPANY 24-May-2022 Lending securities under a
securities loan to THE
CREDIT SUISSE GROUP–
Refer Part A of Annexure D		 n/a Ordinary 90,000
STATE STREET BANK AND TRUST COMPANY 11-May-2022 Lending securities under a
securities loan to THE
GOLDMAN SACHS GROUP–
Refer Part A of Annexure D		 n/a Ordinary 750,000
STATE STREET BANK AND TRUST COMPANY 12-May-2022 Lending securities under a
securities loan to THE
GOLDMAN SACHS GROUP–
Refer Part A of Annexure D		 n/a Ordinary 120,000
STATE STREET BANK AND TRUST COMPANY 12-May-2022 Lending securities under a
securities loan to THE
STATE STREET GROUP–
Refer Part A of Annexure D		 n/a Ordinary 91,093
STATE STREET BANK AND TRUST COMPANY 16-May-2022 Return of securities under
a securities loan by THE
STATE STREET GROUP–
Refer Part A of Annexure D		 n/a Ordinary (91,093)
STATE STREET BANK AND TRUST COMPANY 04-Apr-2022 Lending securities under a
securities loan to UBS
SECURITIES AUSTRALIA
LTD– Refer Part A of
Annexure D		 n/a Ordinary 500,000
STATE STREET BANK AND TRUST COMPANY 07-Apr-2022 Return of securities under
a securities loan by UBS
SECURITIES AUSTRALIA
LTD– Refer Part A of
Annexure D		 n/a Ordinary (77,043)
STATE STREET BANK AND TRUST COMPANY 08-Apr-2022 Return of securities under
a securities loan by UBS
SECURITIES AUSTRALIA
LTD– Refer Part A of
Annexure D		 n/a Ordinary (366,194)
STATE STREET BANK AND TRUST COMPANY 12-Apr-2022 Return of securities under
a securities loan by UBS
SECURITIES AUSTRALIA
LTD– Refer Part A of
Annexure D		 n/a Ordinary (56,763)
STATE STREET BANK AND TRUST COMPANY 03-Jun-2022 Lending securities under a
securities loan to BANK OF
MONTREAL EUROPE
PUBLIC LIMITED
COMPANY– Refer Part A of
Annexure D		 n/a Ordinary 3,000,000
STATE STREET BANK AND TRUST COMPANY 06-Jun-2022 Lending securities under a
securities loan to BANK OF
MONTREAL EUROPE
PUBLIC LIMITED
COMPANY– Refer Part A of
Annexure D		 n/a Ordinary 3,000,000
STATE STREET BANK AND TRUST COMPANY 07-Jun-2022 Lending securities under a
securities loan to BANK OF
MONTREAL EUROPE
PUBLIC LIMITED
COMPANY– Refer Part A of
Annexure D		 n/a Ordinary 3,000,000

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY 21-Jun-2022 Lending securities under a
securities loan to THE
GOLDMAN SACHS GROUP–
Refer Part A of Annexure D		 n/a Ordinary 5,700,000
STATE STREET BANK AND TRUST COMPANY 13-Jun-2022 Lending securities under a
securities loan to THE J.P.
MORGAN CHASE GROUP–
Refer Part A of Annexure D		 n/a Ordinary 500,000
STATE STREET BANK AND TRUST COMPANY 01-Apr-2022 Lending securities under a
securities loan to THE
GOLDMAN SACHS GROUP–
Refer Part A of Annexure D		 n/a Ordinary 210,000
STATE STREET BANK AND TRUST COMPANY 21-Apr-2022 Return of securities under
a securities loan by THE
GOLDMAN SACHS GROUP–
Refer Part A of Annexure D		 n/a Ordinary (838)

Information Classification: Limited Access

This is Annexure C referred to in Form 603 Notice of initial substantial holder
_________ 23 June 2022
Elizabeth Schaefer
Authorised Signatory
7. Addresses
Annexure C
Digitally signed by
Elizabeth Schaefer
Date: 2022.06.22 22:42:38
-04'00'		 This is Annexure C referred to in Form 603 Notice of initial substantial holder
_________ 23 June 2022
Elizabeth Schaefer
Authorised Signatory
7. Addresses
Annexure C
Digitally signed by
Elizabeth Schaefer
Date: 2022.06.22 22:42:38
-04'00'
Name Address
SSGA FUNDS MANAGEMENT,INC. Channel Center,1 Iron Street,Boston MA 02210,United States
STATE STREET GLOBAL ADVISORS,INC. 1 Iron Street,Boston MA 02210,United States
STATE STREET BANK AND TRUST COMPANY 1 Lincoln Street,Boston MA 02111-2900,United States

Information Classification: Limited Access

Annexure D

This is Annexure D referred to in Form 603 Notice of initial substantial holder

Digitally signed by Elizabeth Schaefer Date: 2022.06.22 22:42:54 -04'00' _______ 23 June 2022 Elizabeth Schaefer Authorised Signatory State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC. Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending authorisation agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this Annexure.)

Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending authorisation
agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this Annexure.)		 Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending authorisation
agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this Annexure.)
Type of agreement Securities Lending Authorisation Agreement/ Global Master Securities Lending Agreement/ Securities Loan
Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2) The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) No
(2) Yes. (Borrower has the right to vote, but may on-lend securities)
If yes, in what circumstances (1) Only if instructed to by the borrower
(2) As determined by the owner of the securities
Transfer date The dates on which the securities were delivered by State Street Bank and Trust Company as lender are set out in
Annexure B to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving
notice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the scheduled
return date)?		 No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to
givingnotice
Ifyes,in what circumstances Lender can require return of securities or equivalent securities at anytime subject togivingnotice
Are there any circumstances in which the borrower is not required to return securities or
equivalent securities on settlement?
No
Ifyes,detail anyexceptions n/a

Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“title transfer”) over the securities as collateral to secure a securities loan. (See Part A of this Annexure for securities loan details.)

Type of agreement Global Master Securities Lending Agreement
Securities LendingAuthorisation Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2) The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the borrower defaults and ownership is enforced
(2) Yes
If yes, in what circumstances (1) Only if the borrower defaults and ownership is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
Transfer date The dates on which the securities were transferred,as indicated in Annexure B to this notice
Scheduled return date No scheduled return date. Securities collateral is returned on termination of related securities loan
Does the borrower have the right to have the securities returned early? No scheduled return date. Securities collateral is returned on termination of related securities loan or the provision
of alternative collateral
If yes, in what circumstances At any time subject to returning the borrowed securities or equivalent securities or providing alternative collateral
Are there any circumstances in which the lender is not required to return securities
collateral on settlement?		 No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, detail any exceptions n/a (lender must return securities collateral if the borrower returns the borrowed securities or equivalent securities)

Information Classification: Limited Access

This is Annexure E referred to in Form 603 Notice of initial substantial holder Annexure E Digitally signed by Elizabeth Schaefer Date: 2022.06.22 22:43:09 -04'00' ________ 23 June 2022 Elizabeth Schaefer Authorised Signatory State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC. Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per Part B of this Annexure.)

Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to return
under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per Part B of this Annexure.)		 Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to return
under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per Part B of this Annexure.)
Type of agreement Global Master Securities LendingAgreement/Master Securities Loan Agreement/Securities Loan Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes (if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this Annexure)
(2) No, not during term of securities loan
If yes, in what circumstances (1) Only if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this Annexure
(2) n/a
Transfer date The dates on which the securities were delivered to State Street Bank and Trust Company as borrower are set out in Annexure B to this
notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at anytime subject togivingnotice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the scheduled return
date)?		 No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice
Ifyes,in what circumstances Lender can require return of securities or equivalent securities at anytime subject togivingnotice
Are there any circumstances in which the borrower is not required to return securities or
equivalent securities on settlement?		 No
Ifyes,detail anyexceptions n/a

Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities or equivalent securities.

Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities
or equivalent securities.		 Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities
or equivalent securities.
Type of agreement Global Master Securities LendingAgreement/Master Securities Loan Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the lender recalls the loan and exercises its right to become the registered holder
(2) Yes (while registered holder)
If yes, in what circumstances (1) Only if the lender recalls the loan and exercises its right to become the registered holder
(2) Borrower may exercise voting rights (while registered holder)
Transfer date The dates on which the securities were delivered to the borrower are set out in Annexure B to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at anytime subject togivingnotice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the scheduled return
date)?		 No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice
Ifyes,in what circumstances Lender can require return of securities or equivalent securities at anytime subject togivingnotice
Are there any circumstances in which the borrower is not required to return securities or
equivalent securities on settlement?		 No
Ifyes,detail anyexceptions n/a

Part C: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“pledge”) over the securities as collateral to secure a securities loan. (See Part B of this Annexure for securities loan details.)

Type of agreement Global Master Securities Lending Agreement
SecurityAgreement: thepro forma securityagreementgoverningthepledge is attached to this notice
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the borrower defaults and pledge is enforced
(2)Yes
If yes, in what circumstances (1) Only if the borrower defaults and pledge is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
Pledge date The dates on which the securities werepledged,as indicated in Annexure B to this notice
Scheduled release date No scheduled release date. Securities are released frompledge on termination of related securities loan
Does the borrower have the right to have the securities released early? No scheduled release date. Securities are released from pledge on termination of related securities loan or the provision of alternative
collateral
Ifyes,in what circumstances At anytime subject to returningthe borrowed securities or equivalent securities orprovidingalternative collateral
Are there any circumstances in which the lender is not required to release the pledged
securities on settlement?		 No, assuming the borrower returns the borrowed securities or equivalent securities
Ifyes,detail anyexceptions n/a(lender must releasepledged securities if the borrower returns the borrowed securities or equivalent securities)

Information Classification: Limited Access

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