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DCW Ltd. — Director's Dealing 2019
Oct 18, 2019
63614_rns_2019-10-18_b24eadb2-9b0a-4e8f-9348-fefc98ae7599.pdf
Director's Dealing
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| E | 2019October 18, | National Stock Exchange of India'G' Block, Near Wockhardt,Bandra Kurla Complex5 th Floor, Plot No.C-1Exchange Plaza BldgScrip Code: DCWFax:26598237/38Mumbai 400 051.Ltd$\sim$ | Disclosure under Regulation 7 (2) of SEBI (Prohibition of Insider Trading) | disclosure2015,Regulations,subject, please find enclosed herewith theof Insider Trading) | "NIRMAL" 3RD FLOOR, NARIMAN POINT, MUMBAI-400 021.TEL.: 2287 1914, 2287 1916, 2202 0743 TELEFAX: 22 2202 8838REGISTERED OFFICE : DHRANGADHRA - 363 315 (GUJRAT STATE)Email: [email protected], Website: www.dcwltd.com, CIN-L24 | ||
|---|---|---|---|---|---|---|---|
| $\geq$ | To, | Department of Corporate Services,: 22723121/3719/2037/20391st floor, New Trading RingPhiroze Jeejeebhoy Towers,Scrip Code :500117Rotunda Building,Mumbai - 400 001.The BSE LimitedDalal Street,$\text{Fix}$Ţ. | Regulations, 2015Dear Sirs,Sub.: | pursuant to the preferential allotment of Equity Shares and warrants of DCW LimitedSEBI (ProhibitionCaptioned$\sigma$$\widehat{2}$$\overline{C}$In reference to theunder Regulation | est you to kindly take the above on recordg You,We requThankin | Manager (Legal) & Company Secretary戰略ship No. ACFor DCW LIMITEDName: EffipLarji$\delta$Yours faithfully,GeneralMember | DCW LIMITEDHEAD OFFICE$\zeta$ ) |
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FORM C
and the com
SEBI (Prohibition of Insider Trading) Regulations, 2015
[Regulation 7 (2) read with Regulation 6(2) - Continual disclosure]
Name of the company: DCW Limited
ISIN of the company: INE500A01029
Details of change in holding of Securities of Promoter, Employee or Director of a listed company and other such persons as mentioned in Regulation 6(2
| Name, PAN, | Categor | Securities acquired/DisposedSecurities held | Securities held post | Date of | Date of | Mode of | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| $CIN/DIN, &$ | y of | prior to | acquisition/disposal | allotment | intimation | acquisition / | |||||||
| address with | Person | acquisition/disposal | advice/ | to | disposal (on | ||||||||
| contact nos. | (Promo | acquisition of | company | market/public/ | |||||||||
| ters/ | shares/ sale | rights/ | |||||||||||
| KMP | of shares | preferential | |||||||||||
| Directo | specify | offer / off | |||||||||||
| r | Type of | No. | Type of | No. | Value | Transact | Type of | No. and % | From | To | market/ Inter- | ||
| s/imme | security | and % | security | ion | security | of | se transfer, | ||||||
| diate | (For eg. | of | (For eg. $-$ | Type | (For eg. $-$ | shareholdi | ESOPs etc.) | ||||||
| relative | - Shares, | sharehol | Shares, | (Buy/ | Shares, | ng | |||||||
| to/othe | Warrants | ding | Warrants, | Sale/ | Warrants, | ||||||||
| r s etc.) | Convertible | Pledge $\overline{\phantom{a}}$ | Convertible | ||||||||||
| Convertib | Debentures | Revoke/ | Debentures | ||||||||||
| le | etc.) | Invoke) | etc.) | ||||||||||
| Debenture |
| s etc.) | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| $\mathbf{1}$ | $\overline{2}$ | $\mathfrak{Z}$ | $\overline{4}$ | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 |
| Mudit JainPAN:AABPJ3331N | Promoter andKMP | EquityShares | 13014980.59% | EquityShares | 2777777 | 49,999,986 | buy | Equity | 4,079,2751.61% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| AddressNirmal,3rdFloor, NarimanPoint, Mumbai -400021 | |||||||||||||
| Pramod kumarJainPAN":AAAPJ6823A | Promoter andKMP | EquityShares | 11965000.54% | EquityShares | 2900000 | 52,200,000 | buy | Equity | 4,096,5001.61% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| AddressNirmal,3rdFloor, NarimanPoint, Mumbai -400021 | |||||||||||||
| Dr. ShashiChand JainPAN:ADBPJ5857A | Promoter | NA | $\overline{0}$ | EquityShares | 4666666 | 83,999,988 | buy | Equity | 4,666,6661.84% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| AddressNirmal,3rdFloor, NarimanPoint, Mumbai - |
ALLEY
| 400021 | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Meeta Jain | Promot | Equity | 878720 | Equity | 53333 | 95,99 | buy | Equity | 6,212,053 | 16/10 | 16/1 | 16/10/20 | preferential |
| PAN: | er | Shares | Shares | 33 | 9,994 | /2019 | 0/20 | 19 | offer | ||||
| AACPJ5311M | 0.40% | 2.45% | 19 | ||||||||||
| Address | |||||||||||||
| Nirmal,3rd | |||||||||||||
| Floor, Nariman | |||||||||||||
| Point, Mumbai - | |||||||||||||
| 400021 | |||||||||||||
| Namita Jain: | Promot | Equity | 1361945 | Equity | 10000 | 18,00 | Buy | Equity | 2,361,945 | 16/10 | 16/1 | 16/10/20 | preferential |
| AAAPJ6824H | er | Shares | Shares | $00,$ | 0,000 | /2019 | 0/20 | 19 | offer | ||||
| 0.62% | 19 | ||||||||||||
| Address | 0.93% | ||||||||||||
| 29/A, Sikhar | |||||||||||||
| Kunj, 12th | |||||||||||||
| Floor, | |||||||||||||
| Carmichael | |||||||||||||
| Road, Mumbai - | |||||||||||||
| 400026 | |||||||||||||
| Anushree Jain | Promot | NA | NA | warrants | 50000 | 22500 | buy | warrants | NA | 16/10 | 16/1 | 16/10/20 | preferential |
| PAN: | er | $\boldsymbol{0}$ | 00 | /2019 | 0/20 | 19 | offer | ||||||
| AIJPJ6928R | 19 | ||||||||||||
| Address | 25% | ||||||||||||
| Shikharkunj | of | ||||||||||||
| 13th floor, 29/A | 90000 | ||||||||||||
| Carmichael | 00 | ||||||||||||
| Road, Mumbai - | |||||||||||||
| 400 026 |
| Contact No.0222871914 | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Amitabh Gupta1201 MadhubanCHS Ltd. St. AndrenRoad, BH CandiesBandra West,Mumbai - 400 050 | Employee | EquityShares | 500000.02% | EquityShares | 833333 | 14999994 | Buy | Equity | 8833330.33% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| AAXPG8989R | |||||||||||||
| Contact No.0222871914 | |||||||||||||
| Manju AmitabhGupta1201 MadhubanCHS Ltd. St. AndrenRoad, BH CandiesBandra West,Mumbai - 400 050ADEPG6270BContact No. | ImmediateRelativeofEmployee | EquityShares | 500000.02% | EquityShares | 833333 | 14999994 | Buy | Equity | 8833330.33% | 16/10/2019- 25 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| 0222871914Tavishi Gupta andAmitabh Gupta1201 MadhubanCHS Ltd. St. AndrenRoad, BH CandiesBandra West,Mumbai - 400 050 | ImmediateRelativeofEmploye$\mathsf e$ | EquityShares | 300000.01% | EquityShares | 277777 | 4999986 | Buy | Equity | 3077770.12% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| ACVPG4725D | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Contact No.0222871914 | |||||||||||||
| Romu ManikMalkani and SavitaManikA 1 Gul Bahar Bldg.4, Barrack Road,Behind MetroCinema, Mumbai -400 020AAAPM6084C | Employee | NA | NA | EquityShares | 55555 | 999990 | Buy | Equity | 555550.02% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| Contact No.0222871914 | |||||||||||||
| SudarshanGanapathyDCW Limited,Nirmal, 3rd Floor,Nariman Point,Mumbai - 400021AALPG1356NContact No. | Employee | NA | NA | Warrants | 555555 | 2499998 | Buy | Warrant | 5555550.2% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| 0222871914 | |||||||||||||
| Asita V JainE 101 Anand SagarCo.Op. Hsg. Soc., | Immediat$\mathsf e$Relative | NA | $\rm NA$ | Warrants | 111111 | 499999.5 | Buy | Warrant$\Lambda$ | 1111110.04% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
$\sqrt{2}$ $\mathcal{V}$
$\overline{\mathcal{M}}$
| Kandivali West,Mumbai-400067` | ofEmploye | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| e | |||||||||||||
| AHCPJ1216C | |||||||||||||
| Contact No.0222871914 | |||||||||||||
| Vimal R JainE 101 Anand SagarCo.Op. Hsg. Soc.,Kandivali West,Mumbai-400067'AAIPJ4113B | KMP | NA | NA | Warrants | 138888 | 624996 | Buy | Warrant | 1388880.05% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| Contact No.0222871914 | |||||||||||||
| Devansh V JainE 101 Anand SagarCo.Op. Hsg. Soc.,Kandivali West,Mumbai-400067BAFPJ2387D | ImmediateRelativeofEmployee | NA | NA | Warrants | 27777 | 124996.5 | Buy | Warrant | 277770.01% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
| Contact No.0222871914 | |||||||||||||
| Vaidya NitinVishwanath4, Trupti, SatBangla, Goria Road,Borivali(W), | Employee | NA | NA | Warrants | 66666 | 299997 | Buy | Warrant$\sim (0)$ | 666660.02% | 16/10/2019 | 16/10/2019 | 16/10/2019 | preferentialoffer |
OUSERVIT
$\label{eq:1.1} \mathfrak{m} = \mathfrak{m} = \mathfrak{m} = \mathfrak{m} = \mathfrak{m} = \mathfrak{m}$
| Mumbai 400 091. | |||||||
|---|---|---|---|---|---|---|---|
| ABAPV8539N | |||||||
| Contact No.0222871914 |
Note: "Securities" shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015
Details of trading in derivatives of the company by Promoter, Employee or Director of a listed company and other such persons as mentioned in Regulation 6(2).
| Trading in derivatives (Specify type of contract, Futures or Options etc) | Exchange on which the tradewas executed | |||||
|---|---|---|---|---|---|---|
| Type of contract | Contract | Buy | Sell | |||
| specifications | ||||||
| Notional | Number of units | Notional | Number of units (contracts * | |||
| Value | (contracts * lot | Value | lot size) | |||
| size) | ||||||
| 15 | 16 | 18 | 19 | 20 | 21 | |
| NA | ΝA | NA | NA | NA | Na | NA |
$O0$ Name Dilip Darji
Designation: General Manager & Company Secretary
Date: 18/10/2019 $\int$ lo(Cl: Mumbor)