DCM Ltd. — Regulatory Filings 2019

May 29, 2019

May 29,2019

~SELimited Department of Corporate Services PJTowers Dalal Street, . Mumbai - 400 001

hange of India Limited Listing Depa ent, Exchange PI a, Bandra K a Complex, Bandra ast), Mu ai - 400 051

Scrip Code - 502820 Scrip Code - DCM

Sub: Annual Secretarial Compliance Report for the Financial Year 2018-19

Dear Sir,

Pursuant to Regulation 24A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015,read with SEBICircular CIR/ CFD/ CMD1/ 27/2019 dated February 8, 2019, please find enclosed the Annual Secretarial Compliance Report of the Company issued by Ms. Pragnya Parimita Pradhan, Proprietor of M/ s Pragnya Pradhan & Associates, Company Secretaries, for the financial year 2018 -19.

You are requested to take the same on record.

Thanking You, Yours truly,

I

L

)' ^d om e-mail id: inveslors@dcmin ,-cglstere ice: .

1 Vikrant Tower, 4, Rajendra Place, New Delhi-llOOO8 Phone: (011) 25719967 Fax: (011) 25765214 CIN: L74899DLl889PLC000004 Website: www.dcm.in E-mail: dcmltd@dcm.in

PRAGNYA PRADHAN & ASSOCIATES PRACTICING COMPANY SECRETARIES

Deliver the best at the earliest

Secretarial compliance report of DCM LIMITED for the year ended 31.03.2019

I, Pragnya Parimita Pradhan, Proprietor of Pragnya Pradhan & Associates, Company Secretaries have examined:

• (a) all the documents and records made available to us and explanation provided by the DCM Limited ('the listed entity');
• (b) the filings/ submissions made by the listed entity to the stock exchanges;
• (c) website of the listed entity;
• (d) any other documents/ filings, as may be relevant, which has been relied upon to make this certification.

for the year ended 31.03.2019 ("Review Period") in respect of compliance with the provisions of:

• (a) the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and
• (b) the Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBI");

The specific Regulations, whose provisions and the circulars/guidelines issued thereunder, have been examined, include:-

• (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, as amended from time to time;
• (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018;
• (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;
• (d) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
• (e) Securities and Exchange Board of India (Registrar to an Issue and Share Transfer Agents) Regulations, 1993;
• (f) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018 (Not Applicable to the listed entity during the review period);
• (g) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 (Not Applicable to the listed entity during the review period);

• (h) Securities and Exchange Board of India (lssue and Listing of Debt Securities) Regulations, 2008 (Not Applicable to the listed entity during tlrc reoieto petiod);
• (i) securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations,2013 (Not Applictble to the listed entity thLring the reuieru periocl);
• (7) Securities and Exchange Board of India (Delistirlg of Equity Shares) Regulations, 2009(Not Applicable to tlu listed entity during tlte reuieru period).

and circulars/ guidelines issued thereunder;

and based on the above examination, I hereby report that, during tl-re Review Period:

(a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereulder, except in respect of matters specified below :

Sr. No	Compliance Requirement (Regulations/ circulars / guidelines including specific clause)	Deviations	Observations/ Remarks of the Practicing Company Secretary
	NIL	NIL	NIL,

• (b) The listed entity has maintained propel records uncler the prorrisious of the abovc regulations and circulars/ guidelines issued thereunder in so far as it appears from nrl examinafion of those records.
• (c) The following are the details of actions taken against the listed entity/its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issuecl thereunder:

Sr. No	Action taken by	Details of violation	Details of action taken E.g. fines, warning letter, debarment, etc.	Observations/ remarks of the Practicing Company Secretary, if any.
	NIL	NIL	NIL	NIL

(d) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	Observations	Observations	Actions	Comments of
	of the	made in the	taken by the	the Practicing
	Practicing	secretarial	listed entity,	Company
	Company	compliance	if any	Secretary on the
	Secretary in	report for the		actions taken by
	the previous	year ended		the listed entity
	reports	(The years are
		to be
		mentioned )
NA	NA	NA	NA	NA

For Pragnya Pradhan & Associates

New Delhi
C.P. No.-12030

Przymya Parinita Przedlan. Pragnya Parimita Pradhan (Company Secretary)

ACS No. -32778 CP No: 12030

Place: $NEW$ DELH₁
Date: $\lambda 4 / \sigma$ 5/2019