DCM Financial Services Ltd. — Board/Management Information 2021

Oct 30, 2021

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Date: 30.10.2021

The Head- Listing Compliance The Head- Listing Compliance The Head- Listing Compliance BSE Limited, National Stock Exchange of The Calcutta Stock Exchange Ltd. Phiroze Jeejeebhoy Towers, India Ltd. 7, Lyons Range, Murgighata, Dalal Street, Exchange Plaza, BBD Bagh, Kolkata, Fort Mumbai- 400001 Plot no. C/1, G Block, West Bengal- 700001 Bandra-Kurla Complex Mumbai - 400 051

Security Code: 511611 Stock Code: DCMFINSERV

Sub: Intimation of Board Meeting Pursuant to Regulation 29 of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015

Sir/ Madam,

This is to inform you that the Meeting of the Board of Directors of the Company will be held on Wednesday, 10[th] Day of November, 2021 at 03:00 P.M at the Registered Office of the Company at D7/3 Okhla Industrial Area, Phase-2 New Delhi-110020 inter alia to consider and take on record the following matters:

1. To Consider and approve the Unaudited Standalone and Consolidated Financial Results as per Regulation 33 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the quarter and half year ended September 30, 2021 together with the Limited Review Report.

2. To Take Note for the period ended on September 30, 2021:

• i. Intimation for Closure of Trading Window for Designated Persons as required under SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018;

• ii. Certificate of Applicability of Compliance with Report on Corporate Governance as required under Regulation 27(2) of SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015;

• iii. Statement of Investor Complaints under Regulation 13(3) of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015;

DCM FINANCIAL SERVICES LIMITED

CIN L65921DL1991PLC043087

Regd. Office: D 7/3, Okhla Industrial Area-II, New Delhi-110020 Tel-011-26387750 email ID: info@dfslonline.in Website: www.dfslonline.in

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• iv. The Reconciliation of Share Capital Audit Report under Regulation 76 of the SEBI (Depositories and Participants) Regulations, 2018;

• v. Shareholding pattern pursuant to Regulation 31 of the (Listing Obligations and Disclosure Requirements) Regulation 2015;

• vi. Confirmation Certificate in the matter of Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 .

Kindly take the above information for your records.

For DCM Financial Services Limited

Place: New Delhi

Shantanu Digitally signed by Shantanu Deveshw Deveshwar Date: 2021.10.30 ar 15:34:13 +05'30' (Shantanu Deveshwar) (DIN: 08268523) Whole Time Director

• CC: All Directors

DCM FINANCIAL SERVICES LIMITED

CIN L65921DL1991PLC043087

Regd. Office: D 7/3, Okhla Industrial Area-II, New Delhi-110020 Tel-011-26387750 email ID: info@dfslonline.in Website: www.dfslonline.in