DBV Technologies S.A. — Major Shareholding Notification 2025

Apr 9, 2025

xml version="1.0" encoding="UTF-8"? SCHEDULE 13G Field: Pseudo-Tag; ID: Name; Data: Vivo Opportunity Fund Holdings, L.P. 0001930214 XXXXXXXX LIVE Ordinary shares, nominal value 0.10 euro per share 04/07/2025 0001613780 DBV Technologies S.A. 23306J309 107 avenue de la Republique Chatillon I0 92320 Rule 13d-1(c) Vivo Opportunity Fund Holdings, L.P. b DE 20358470.00 0.00 20358470.00 0.00 20358470.00 N 9.99 PN (1) The reported share amount represents an aggregate of 20,358,470 Ordinary shares, nominal value 0.10 euro per share (the "Ordinary Shares") of DBV Technologies S.A. (the "Issuer")'s underlying securities held of record by Vivo Opportunity Fund Holdings, L.P., consisting of (i) 4,672,520 Ordinary Shares, (ii) 8,176,910 Ordinary Shares issuable upon exercise of ABSA Warrants and (iii) 7,509,040 Ordinary Shares issuable upon exercise of Pre-Funded Warrants and the securities underlying the Pre-Funded Warrants. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P. (2) The Pre-Funded Warrants contain provisions preventing such Pre-Funded Warrants from being exercised if such exercise would result in the holder or its affiliates obtaining greater than 9.99% of the Issuer's voting securities. However, the amounts reported in rows 5, 7 and 9 herein represent the number of Ordinary Shares that would be issuable upon exercise of the Pre-Funded Warrants in full, and do not give effect to the blocking provisions. Vivo Opportunity, LLC b DE 20358470.00 0.00 20358470.00 0.00 20358470.00 N 9.99 OO (1) The reported share amount represents an aggregate of 20,358,470 Ordinary Shares of the Issuer's underlying securities held of record by Vivo Opportunity Fund Holdings, L.P., consisting of (i) 4,672,520 Ordinary Shares, (ii) 8,176,910 Ordinary Shares issuable upon exercise of ABSA Warrants and (iii) 7,509,040 Ordinary Shares issuable upon exercise of Pre-Funded Warrants and the securities underlying the Pre-Funded Warrants. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P. (2) The Pre-Funded Warrants contain provisions preventing such Pre-Funded Warrants from being exercised if such exercise would result in the holder or its affiliates obtaining greater than 9.99% of the Issuer's voting securities. However, the amounts reported in rows 5, 7 and 9 herein represent the number of Ordinary Shares that would be issuable upon exercise of the Pre-Funded Warrants in full, and do not give effect to the blocking provisions. Vivo Opportunity Cayman Fund, L.P. b E9 2614293.00 0.00 2614293.00 0.00 2614293.00 N 9.99 PN (1) The reported share amount represents an aggregate of 2,614,293 Ordinary Shares of the Issuer's underlying securities held of record by Vivo Opportunity Cayman Fund, L.P., consisting of (i) 600,012 Ordinary Shares, (ii) 1,050,021 Ordinary Shares issuable upon exercise of ABSA Warrants and (iii) 964,260 Ordinary Shares issuable upon exercise of Pre-Funded Warrants and the securities underlying the Pre-Funded Warrants. Vivo Opportunity Cayman, LLC is the general partner of Vivo Opportunity Cayman Fund, L.P. (2) The Pre-Funded Warrants contain provisions preventing such Pre-Funded Warrants from being exercised if such exercise would result in the holder or its affiliates obtaining greater than 9.99% of the Issuer's voting securities. However, the amounts reported in rows 5, 7 and 9 herein represent the number of Ordinary Shares that would be issuable upon exercise of the Pre-Funded Warrants in full, and do not give effect to the blocking provisions. Vivo Opportunity Cayman, LLC b E9 2614293.00 0.00 2614293.00 0.00 2614293.00 N 9.99 OO (1) The reported share amount represents an aggregate of 2,614,293 Ordinary Shares of the Issuer's underlying securities held of record by Vivo Opportunity Cayman Fund, L.P., consisting of (i) 600,012 Ordinary Shares, (ii) 1,050,021 Ordinary Shares issuable upon exercise of ABSA Warrants and (iii) 964,260 Ordinary Shares issuable upon exercise of Pre-Funded Warrants and the securities underlying the Pre-Funded Warrants. Vivo Opportunity Cayman, LLC is the general partner of Vivo Opportunity Cayman Fund, L.P. (2) The Pre-Funded Warrants contain provisions preventing such Pre-Funded Warrants from being exercised if such exercise would result in the holder or its affiliates obtaining greater than 9.99% of the Issuer's voting securities. However, the amounts reported in rows 5, 7 and 9 herein represent the number of Ordinary Shares that would be issuable upon exercise of the Pre-Funded Warrants in full, and do not give effect to the blocking provisions. DBV Technologies S.A. 107 avenue de la Republique, 92320 Chatillon France Vivo Opportunity Fund Holdings, L.P. and its General Partner Vivo Opportunity, LLC Vivo Opportunity Cayman Fund, L.P. and its General Partner Vivo Opportunity Cayman, LLC 192 Lytton Avenue, Palo Alto, CA 94301 Vivo Opportunity Fund Holdings, L.P. is a Delaware limited partnership. Vivo Opportunity, LLC is a Delaware limited liability company. Vivo Opportunity Cayman Fund, L.P. is a Cayman Islands limited partnership. Vivo Opportunity Cayman, LLC is a Cayman Islands limited liability company. Y Vivo Opportunity, LLC may be deemed to beneficially own an aggregate of 20,358,470 Ordinary Shares, consisting of (i) 4,672,520 Ordinary Shares, (ii) 8,176,910 Ordinary Shares issuable upon exercise of ABSA Warrants and (iii) 7,509,040 Ordinary Shares issuable upon exercise of Pre-Funded Warrants and the securities underlying the Pre-Funded Warrants. The securities are held of record by Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity Cayman, LLC may be deemed to beneficially own an aggregate of 2,614,293 Ordinary Shares, consisting of (i) 600,012 Ordinary Shares, (ii) 1,050,021 Ordinary Shares issuable upon exercise of ABSA Warrants and (iii) 964,260 Ordinary Shares issuable upon exercise of Pre-Funded Warrants and the securities underlying the Pre-Funded Warrants. The securities are held of record by Vivo Opportunity Cayman Fund, L.P. Vivo Opportunity Cayman, LLC is the general partner of Vivo Opportunity Cayman Fund, L.P. The Pre-Funded Warrants contain provisions preventing such Pre-Funded Warrants from being exercised if such exercise would result in the holder or its affiliates obtaining greater than 9.99% of the Issuer's voting securities. However, the amounts reported in this Item 4 represent the number of Ordinary Shares that would be issuable upon exercise of the Pre-Funded Warrants in full, and do not give effect to the blocking provisions. Vivo Opportunity Fund Holdings, L.P.: 9.99% Vivo Opportunity, LLC: 9.99% Vivo Opportunity Cayman Fund, L.P.: 9.99% Vivo Opportunity Cayman, LLC: 9.99% Vivo Opportunity Fund Holdings, L.P.: 20,358,470 shares Vivo Opportunity, LLC: 20,358,470 shares Vivo Opportunity Cayman Fund, L.P.: 2,614,293 shares Vivo Opportunity Cayman, LLC: 2,614,293 shares 0 Vivo Opportunity Fund Holdings, L.P.: 20,358,470 shares Vivo Opportunity, LLC: 20,358,470 shares Vivo Opportunity Cayman Fund, L.P.: 2,614,293 shares Vivo Opportunity Cayman, LLC: 2,614,293 shares 0 Y Y Y Y Y N By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. 99.1 - Joint Filing Statement Vivo Opportunity Fund Holdings, L.P. /s/ Kevin Dai Kevin Dai/Managing Member of General Partner 04/08/2025 Vivo Opportunity, LLC /s/ Kevin Dai Kevin Dai/Managing Member 04/08/2025 Vivo Opportunity Cayman Fund, L.P. /s/ Kevin Dai Kevin Dai/Managing Member of General Partner 04/08/2025 Vivo Opportunity Cayman, LLC /s/ Kevin Dai Kevin Dai/Managing Member 04/08/2025