DBV Technologies S.A. — Director's Dealing 2023

Aug 14, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DBV Technologies S.A. (DBVT)
CIK: 0001613780
Period of Report: 2022-07-29

Reporting Person: Mohideen Pharis (Chief Medical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-07-29	Ordinary Shares	A	10000	$0.00	Acquired	34200	Direct
2022-11-21	Ordinary Shares	A	17500	$0.00	Acquired	51700	Direct
2022-11-24	Ordinary Shares	S	1792	$2.88	Disposed	49908	Direct
2023-05-24	Ordinary Shares	S	469	$3.54	Disposed	49439	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-07-29	Employee Stock Option (right to buy)	$4.83	A	100000	Acquired	2032-07-29	Ordinary Shares (100000)	Direct
2022-11-21	Employee Stock Option (right to buy)	$3.07	A	115000	Acquired	2032-11-21	Ordinary Shares (115000)	Direct

Footnotes

F1: The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share.

F2: Represents the Issuer's ordinary shares underlying a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.

F3: Represents the Issuer's ordinary shares underlying a restricted stock unit RSU award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.

F4: Shares sold to satisfy withholding tax obligations upon the the vesting of RSUs.

F5: This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0409 to EURO 1.00 as of November 24, 2022.

F6: This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0746 to EURO 1.00 as of May 24, 2023.

F7: This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0226 to EURO 1.00 as of July 29, 2022.

F8: 25% of the shares subject to the option vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

F9: This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0242 to EURO 1.00 as of November 21, 2022.

F10: 25% of the shares subject to the option vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.