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DBV Technologies S.A. — Director's Dealing 2021
Jan 11, 2021
33512_dirs_2021-01-11_3b7525ae-9fbe-4687-bebc-ad9bd517fbd3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DBV Technologies S.A. (DBVT)
CIK: 0001613780
Period of Report: 2021-01-01
Reporting Person: Robitaille Sebastien (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 23500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.09 | 2030-12-24 | Ordinary Shares (51000) | Direct |
Footnotes
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one-half of one Ordinary Share.
F2: Includes 8,400 shares of the Issuer's ordinary shares underlying restricted stock units ("RSUs"). Each RSU represents a contingent right to
receive one share of the Issuer's ordinary share. Includes (a) 100 RSUs granted on December 19, 2019, which vests on December 19, 2021;
and (b) 8,300 RSUs granted on November 24, 2020, with 25% vesting on November 24, 2021, and the remaining RSUs vesting in six equal
semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
F3: 25% of the shares subject to the Option vest on November 24, 2021, with the remaining shares vesting in six equal semi-annual installments
thereafter, subject to the Reporting Person continuing to provide service through each such date.
F4: This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.223 to EURO 1.00 as of December 31, 2020.