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DBV Technologies S.A. — Director's Dealing 2021
Nov 24, 2021
33512_dirs_2021-11-24_1689af56-3a61-4803-9f60-17a02fd212a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DBV Technologies S.A. (DBVT)
CIK: 0001613780
Period of Report: 2021-11-22
Reporting Person: Robitaille Sebastien (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Ordinary Shares | A | 5000 | $0.00 | Acquired | 28500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-22 | Employee Stock Option (right to buy) | $6.62 | A | 51000 | Acquired | 2031-11-22 | Ordinary Shares (51000) | Direct |
Footnotes
F1: The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share.
F2: Represents the Issuer's ordinary shares underlying a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on November 22, 2022, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
F3: This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.1278 to EURO 1.00 as of November 22, 2021.
F4: 25% of the shares subject to the option vest on November 22, 2022, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.