Regulatory Filings • Jan 4, 2023
Preview not available for this file type.
Download Source File40-17F2/A 1 form40-17f2a.htm
Field: Rule-Page
Field: /Rule-Page
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-17f-2 /A
Amendment No. 1
Certificate of Accounting of Securities and Similar
Investments in the Custody of
Management Investment Companies
Pursuant to Rule 17f-2 [17 CFR 270.17f-2]
| 1.
Investment Company Act File Number: 811-22684 | | | | Date
examination completed: | |
| --- | --- | --- | --- | --- | --- |
| | | | | October 31, 2022 | |
| 2.
State identification Number: | | | | | |
| AL | AK | AZ | AR | CA | CO |
| CT | DE | DC | FL | GA | HI |
| ID | IL | IN | IA | KS | KY |
| LA | ME | MD | MA | MI | MN |
| MS | MO | MT | NE | NV | NH |
| NJ | NM | NY X | NC | ND | OH |
| OK | OR | PA | RI | SC | SD |
| TN | TX | UT | VT | VA | WA |
| WV | WI | WY | PUERTO
RICO | | |
| Other (specify): | | | | | |
| 3.
Exact name of investment company as specified in registration statement: | | | | | |
| Daxor
Corporation | | | | | |
| 4.
Address of principal executive office (number, street, city, state, zip code): | | | | | |
| 109
Meco Lane, Oak Ridge, TN 37830 | | | | | |
Field: Rule-Page
Field: /Rule-Page
Field: Page; Sequence: 1
Field: /Page
Management Statement Regarding Compliance with
Certain Provisions of the Investment Company Act of 1940
December 1, 2022
We, as members of management of Daxor Corporation, (the “Company”) are responsible for complying with the requirements of subsections (b) and (c) of Rule 17f-2, “Custody of Investments by Registered Management Investment Companies,” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Company’s compliance with the requirements of subsections (b) and (c) of Rule 17f-2 as of October 31, 2022, and for the period from July 1, 2022 through October 31, 2022.
Based on this evaluation, we assert that the Company was in compliance with the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment Company Act of 1940 as of October 31, 2022, and for the period from July 1, 2022 through October 31, 2022, with respect to securities reflected in the investment accounts of the Company.
Daxor Corporation
| /s/
Michael Feldschuh |
| --- |
| Michael
Feldschuh |
| President
and Chief Executive Officer |
| /s/
Robert J. Michel |
| Robert
J. Michel |
| Chief
Financial Officer |
Field: Page; Sequence: 2
Field: /Page
Field: Page; Sequence: 3; Options: Last
Field: /Page
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.