Regulatory Filings • Nov 14, 2022
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Download Source FileN-CSR/A 1 formn-csra.htm
As filed with the Securities and Exchange Commission on November 14, 2022
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 2 to
FORM N-CSR/A
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-22684
Daxor Corporation
(Exact name of registrant as specified in charter)
109 Meco Lane
Oak Ridge, Tennessee 37830
(Address of principal executive offices) (Zip code)
Michael Feldschuh
109 Meco Lane
Oak Ridge, Tennessee 37830
(Name and address of agent for service)
212-330-8500
Registrant’s telephone number, including area code
Date of fiscal year end: December 31, 2021
Date of reporting period: December 31, 2021
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Explanatory Note
On February 28, 2022, the undersigned registrant filed its Certified Shareholder Report on Form N-CSR for the annual period ended December 31, 2021. The registrant previously amended the original Certified Shareholder Report on Form N-CSR on May 2, 2022. This amendment is being made solely to file the auditor’s consent to the incorporation by reference in the registrant’s Registration Statement on Form N-2 of the auditor’s report relating to the financial statements and financial highlights appearing in the Certified Shareholder Report on Form N-CSR.
This amendment does not reflect events occurring after the filing of the original Certified Shareholder Report on Form N-CSR for the annual period ended December 31, 2021, and, other than providing the above-referenced consent, does not modify or update the disclosures in the original Certified Shareholder Report on Form N-CSR in any way.
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Item 13. Exhibits.
| (a) | (1) Code of ethics, or amendments thereto, that is the subject of the disclosure required by Item 2, to the extent that the registrant
intends to satisfy Item 2 requirements through filing of an exhibit. - Previously filed. |
| --- | --- |
| | (2) A separate certification for each principal executive and principal financial officer pursuant to Rule 30a-2(a) under the Act and Section 302 of the Sarbanes-Oxley Act of 2002. - Filed herewith . |
| | (3) Any written solicitation to purchase securities under Rule 23c-1 under the Act sent or given during the period covered by the report
by or on behalf of the registrant to 10 or more persons. Not applicable to open-end investment companies. |
| | (4) Change in the registrant’s independent public accountant. Provide the information called for by Item 4 of Form 8-K under the Exchange Act. Unless otherwise specified by Item 4, or related to and necessary for a complete understanding of information not previously disclosed, the information should relate to events occurring during the reporting period. – Previously filed. |
| (b) | Certifications pursuant to Rule 30a-2(b) under the Act and Section 906 of the Sarbanes-Oxley Act of 2002. - Furnished herewith . |
| (c) | Consent of Independent Registered Public Accounting Firm. - Filed herewith . |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| DAXOR
CORPORATION | |
| --- | --- |
| (Registrant) | |
| By: | /s/
Michael Feldschuh |
| | Michael
Feldschuh |
| | President
and Chief Executive Officer |
| | (Principal
Executive Officer) |
| Date: | November
14, 2022 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By: | /s/
Michael Feldschuh |
| --- | --- |
| | Michael
Feldschuh, President and |
| | Chief
Executive Officer (Principal Executive Officer) |
| Date: | November
14, 2022 |
| By: | /s/
Robert J. Michel |
| --- | --- |
| | Robert
J. Michel, Chief Financial Officer and |
| | Chief
Compliance Officer (Principal Financial Officer) |
| Date: | November
14, 2022 |
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