Regulatory Filings • Mar 15, 2018
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Download Source File144 1 form144.htm html Template (c) 2016 Novaworks, LLC Field: Set; Name: AliasFileType; Value: Forms View; Template: Form 144\Form 144.xds Field: Set; Name: MD5; Value: feeda14701543d8bee5af872a800e8e7 Form 144
| SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL — OMB Number: | 3235-0101 | |
|---|---|---|---|
| Washington, D.C. 20549 | Expires: | June 30, 2020 | |
| Estimated average burden | |||
| hours per response | 1.00 | ||
| FORM 144 | |||
| NOTICE OF PROPOSED SALE OF SECURITIES | SEC USE ONLY | ||
| PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | DOCUMENT SEQUENCE NO. | ||
| CUSIP NUMBER | |||
| ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale | ||
| or executing a sale directly with a market maker. | WORK LOCATION |
| 1(a) Name of Issuer — Daxor Corporation | 13-2682108 | (c) SEC File No. — 000-12248 | (e) Telephone No. | ||||
|---|---|---|---|---|---|---|---|
| 1(d) Address of Issuer | Street | City | State | Zip Code | Area Code | Number | |
| 350 | Fifth Ave | New York | NY | 10118 | 212 | 330-8504 | |
| 2(a) Name of Person for Whose Account the Securities are to be Sold | (b) Relationship to Issuer | (c) Address (street) | City | State | Zip Code | ||
| Michael Feldschuh | President | 71 Grand Street | New York | NY | 10013 | ||
| INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. |
| 3 (a) | SEC USE | (c) | (e) | (f) | (g) | ||
|---|---|---|---|---|---|---|---|
| Name and Address of | ONLY | ||||||
| Each Broker Through | |||||||
| Title of the | Whom the Securities | Number of | Number of Shares | Approximate | Name of Each | ||
| Class of | are to be Offered or Each | Shares or Other | Aggregate | or Other Units | Date of Sale | Securities | |
| Securities | Market Maker Who is | Broker-Dealer | Units to be Sold | Market Value | Outstanding | (See instr. 3(f)) | Exchange |
| To Be Sold | Acquiring the Securities | File Number | (See instr. 3(c)) | (See instr. 3(d)) | (See instr. 3(e)) | (MO. DAY YR.) | (See instr. 3(g)) |
| Common | TD Ameritrade PO Box 2760 Omaha, NE 68103 | 37,000 | $500,000 | 3,728,719 | 03/15/2018 | NYSE | |
| INSTRUCTIONS: | |||||||
| 1. (a) | Name of issuer | 3. (a) | Title of the class of securities to be sold | ||||
| (b) | Issuers I.R.S. Identification Number | (b) | Name and address of each broker through whom the securities are intended to be sold | ||||
| (c) | Issuers S.E.C. file number, if any | (c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount) | ||||
| (d) | Issuers address, including zip code | (d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the | ||||
| (e) | Issuers telephone number, including area code | filing of this notice | |||||
| (e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof | ||||||
| 2. (a) | Name of person for whose account the securities are to be sold | outstanding, as shown by the most recent report or statement published by the issuer | |||||
| (b) | Such persons relationship to the issuer (e.g., officer, director, | (f) | Approximate date on which the securities are to be sold | ||||
| 10 percent stockholder, or member of immediate family of | (g) | Name of each securities exchange, if any, on which the securities are intended to be sold | |||||
| any of the foregoing) | |||||||
| (c) | Such persons address, including zip code | ||||||
| Potential persons who are to respond to the collection of information contained in this form are not required | |||||||
| to respond unless the form displays a currently valid OMB control number. | SEC 1147 (08-07) |
| Furnish the following information with respect to the acquisition of the securities to be sold | ||||||
| and with respect to the payment of all or any part of the purchase price or other consideration therefor: | ||||||
| Name of Person From | ||||||
| Title of | Date You | Name of Acquisition | Whom Acquired (If gift, | Amount of | Date of | Nature |
| the Class | Acquired | Transaction | also give date donor acquired) | Securities Acquired | Payment | of Payment |
| Common | 05/05/2017 & earlier | Partial purchase & partial gift | Open market / Joseph Feldschuh, acquired 2000 through 2014 | 168,000 | ||
| INSTRUCTIONS: | If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the | |||||
| consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when | ||||||
| the note or other obligation was discharged in full or the last installment paid. |
| Furnish the following information as to all securities of the issuer sold during the past 3 months | ||||
| by the person for whose account the securities are to be sold. | ||||
| Name and Address of the Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
| Remarks: |
| INSTRUCTIONS: | ATTENTION: |
|---|---|
| See the definition of person in paragraph (a) of Rule 144. Information is to be given not | The person for whose account the securities to which this notice relates are to be sold |
| only as to the person for whose account the securities are to be sold but also as to all | hereby represents by signing this notice that he does not know any material adverse |
| other persons included in that definition. In addition, information shall be given as to | information in regard to the current and prospective operations of the Issuer of the securities |
| sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated | to be sold which has not been publicly disclosed. If such person has adopted a written |
| with sales for the account of the person filing this notice. | trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, |
| by signing the form and indicating the date that the plan was adopted or the instruction | |
| given, that person makes such representation as of the plan adoption or instruction date. | |
| 03/15/2018 | /s/ Michael Feldschuh |
| DATE OF NOTICE | (SIGNATURE) |
| The notice shall be signed by the person for whose account the securities | |
| DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, | are to be sold. At least one copy of the notice shall be manually signed. |
| IF RELYING ON RULE 10B5-1. | Any copies not manually signed shall bear typed or printed signatures. |
| ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) | |
| SEC 1147 (02-08) |
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